Northfield Bancorp, Inc. — Director's Dealing 2017

Nov 1, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2017-10-31

Reporting Person: Alexander John Wade (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-31	Common Stock	D	85247	—	Disposed	380416	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-31	Stock Options	$13.13	D	104712	Disposed	2024-06-11	Common Stock (104712.0)	Direct
2017-10-31	Stock Options	$14.76	D	99197	Disposed	2025-05-24	Common Stock (99197.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29967.4218	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights	$7.085	2019-01-30	Common Stock (170400.0)	170400	Direct

Footnotes

F1: Represents shares of restricted stock that were previously reported as beneficially owned by the reporting person, but were subsequently forfeited due to the reporting person's retirement.

F2: Represents stock options that were previously reported as beneficially owned by the reporting person but were subsequently forfeited due to the reporting person's retirement.