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Northfield Bancorp, Inc. Director's Dealing 2017

Nov 2, 2017

32835_dirs_2017-11-02_23fe9adc-2b47-4674-b014-6450450db82d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Northfield Bancorp, Inc. (NFBK)
CIK: 0001493225
Period of Report: 2017-11-01

Reporting Person: Klein Steven M (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-01 Common Stock A 10000 $16.89 Acquired 311400 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-01 Stock Options $16.89 A 40000 Acquired 2027-11-01 Commom Stock (40000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 47689.3636 Indirect
Common Stock 29967.4252 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $7.085 2019-01-30 Common Stock (217730.0) 217730 Direct
Stock Options $14.76 2025-05-27 Common Stock (135000.0) 135000 Direct
Stock Options $13.13 2024-06-11 Common Stock (278000.0) 278000 Direct

Footnotes

F1: Includes 10,000 shares of restricted stock that vest at a rate of 50% per year commencing on November 1, 2018.

F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

F3: Represents stock options that vest at a rate of 50% per year commencing on November 1, 2018.