NORTHERN TRUST CORP — Director's Dealing 2022

May 3, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2022-04-29

Reporting Person: SMITH DAVID BYRON JR (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-04-29	Common Stock	G	1840	—	Acquired	29884	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1343	Direct
Common Stock	15431	Indirect
Common Stock	1704	Indirect
Common Stock	2125	Indirect
Common Stock	2125	Indirect
Common Stock	2125	Indirect
Common Stock	1262960	Indirect

Footnotes

F1: On April 29, 2022, a trust in which the reporting person has a partial direct pecuniary interest distributed 14,720 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,840 shares were distributed to the reporting person.

F2: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3: Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.

F4: Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.

F5: These shares are held in a trust of which reporting person has a partial direct pecuniary interest.