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NORTHERN TRUST CORP Director's Dealing 2021

Mar 3, 2021

10529_dirs_2021-03-03_97e5879f-ec2c-49f1-8279-2fa2bba43bf1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-03-01

Reporting Person: Tyler Jason J. (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common Stock F 423 $98.43 Disposed 19618 Direct

Footnotes

F1: Reflects 423 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,369 previously reported stock units. The remaining 946 shares were distributed to the reporting person as shares of common stock.

F2: Includes 9,275 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.