NORTHERN TRUST CORP — Director's Dealing 2021

Dec 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2021-12-03

Reporting Person: Levy Susan Cohen (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-03	Common Stock	F	255	$117.38	Disposed	42385	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29037	Indirect

Footnotes

F1: Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.

F2: Includes 15,350 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3: Reflects the March 11, 2021 distribution of 14,769 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person as an annuity payment in accordance with the terms of the GRAT instrument.