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NORTHERN TRUST CORP — Director's Dealing 2017
Feb 15, 2017
10529_dirs_2017-02-14_18cd5d47-fd9e-421c-858f-2f97ce6b21cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TRUST CORP (NTRS)
CIK: 0000073124
Period of Report: 2017-02-10
Reporting Person: Karpinski Jane (Executive VP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-10 | Common Stock | F | 458 | $85.655 | Disposed | 12626 | Direct |
| 2017-02-11 | Common Stock | F | 279 | $86.305 | Disposed | 12347 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 115 | Indirect |
Footnotes
F1: On February 10, 2017, 973 already reported stock units, granted on February 10, 2014, vested. Of this amount, 458 were withheld in payment of Federal, State and Medicare taxes.
F2: Includes 9,569 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3: On February 11, 2017, 593 already reported stock units, granted on February 11, 2013, vested. Of this amount, 279 were withheld in payment of Federal, State and Medicare taxes.
F4: Includes 8,976 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.