NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2021-09-01

Reporting Person: LYNCH G PATRICK (Director, President and CEO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-01	Stock Option (right to buy)	$16.97	A	32540	Acquired	2031-08-31	Common Stock (32540)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	74104	Direct
Common Stock	1203334	Indirect

Footnotes

F1: These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.

F2: This option vests with respect to 10,847 shares on each of September 1, 2022 and September 1, 2023 and with respect to 10,846 shares on September 1, 2024.