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NORTHERN TECHNOLOGIES INTERNATIONAL CORP Director's Dealing 2017

Sep 5, 2017

34385_dirs_2017-09-05_b0389a8d-67a8-48f1-bcf2-eac426924585.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2017-09-01

Reporting Person: von Falkenhausen Konstantin (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-01 Stock Option (right to buy) $18.35 A 4000 Acquired 2027-08-31 Common Stock (4000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 600 Direct

Footnotes

F1: This option will be fully vested on September 1, 2018.