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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2017
Sep 5, 2017
34385_dirs_2017-09-05_8cbb2032-d640-4a3b-93ea-8be633d9c05a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2017-08-31
Reporting Person: Narayan Ramani (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-31 | Common Stock | M | 4000 | $10.25 | Acquired | 19500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-31 | Stock Option (right to buy) | $10.25 | M | 4000 | Disposed | 2017-08-31 | Common Stock (4000) | Direct |
| 2017-09-01 | Stock Option (right to buy) | $18.35 | A | 4000 | Acquired | 2027-08-31 | Common Stock (4000) | Direct |
Footnotes
F1: This option fully vested on September 1, 2013.
F2: This option will be fully vested on September 1, 2018.
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