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NORTHERN TECHNOLOGIES INTERNATIONAL CORP Director's Dealing 2017

Sep 5, 2017

34385_dirs_2017-09-05_3e9887f1-8221-458b-9d8a-e292aac03ce4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2017-09-01

Reporting Person: WOLSFELD MATTHEW C (CFO and Corporate Secretary)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-01 Stock Option (right to buy) $18.35 A 4325 Acquired 2027-08-31 Common Stock (4325) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 67100 Direct

Footnotes

F1: Includes 525 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.

F2: This option vests with respect to 1,442 shares on each of September 1, 2018 and September 1, 2019 and with respect to 1,441 shares on September 1, 2020.