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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2017
Sep 8, 2017
34385_dirs_2017-09-08_b0503d56-b2a4-4f7f-bbea-eec0219a1b90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2017-09-07
Reporting Person: NIGON RICHARD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-07 | Common Stock | M | 1500 | $10.25 | Acquired | 15300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-07 | Stock Option (right to buy) | $10.25 | M | 1500 | Disposed | 2022-11-15 | Common Stock (1500) | Direct |
Footnotes
F1: This option fully vested on November 16, 2013.
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