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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2014
Mar 12, 2014
34385_dirs_2014-03-12_804b60da-edd9-4053-8c1d-f2fb942a154a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2014-03-10
Reporting Person: WOLSFELD MATTHEW C (CFO and Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-10 | Common Stock | M | 9000 | $7.65 | Acquired | 66966 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-10 | Stock Option (right to buy) | $7.65 | M | 9000 | Disposed | 2014-11-19 | Common Stock (9000) | Direct |
Footnotes
F1: Includes 391 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.
F2: This option has fully vested.
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