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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2012
Nov 16, 2012
34385_dirs_2012-11-16_5fe7ff5a-a956-49a3-a45a-5361e45d30c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2012-11-14
Reporting Person: WOLSFELD MATTHEW C (CFO and Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-14 | Common Stock | M | 3950 | $9.95 | Acquired | 61515 | Direct |
| 2012-11-14 | Common Stock | F | 3639 | $10.8 | Disposed | 57876 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-14 | Stock Option (right to buy) | $9.95 | M | 3950 | Disposed | 2012-11-16 | Common Stock (3950) | Direct |
Footnotes
F1: Includes 58 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan
F2: This option has fully vested
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