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NORTHERN TECHNOLOGIES INTERNATIONAL CORP Director's Dealing 2012

Nov 19, 2012

34385_dirs_2012-11-19_465eaebe-d8c8-44b2-8af8-b94d51d5bc71.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2012-11-16

Reporting Person: WOLSFELD MATTHEW C (CFO and Corporate Secretary)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-16 Stock Option (right to buy) $10.25 A 2485 Acquired 2022-11-16 Common Stock (2485) Direct
2012-11-16 Stock Option (right to buy) $10.25 A 4971 Acquired 2022-11-16 Common Stock (4971) Direct
2012-11-16 Stock Option (right to buy) $10.25 A 6153 Acquired 2022-11-16 Common Stock (6153) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 57876 Direct

Footnotes

F1: Includes 58 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.

F2: This option vests with respect to 2,485 shares on November 16, 2013 and with respect to 2,486 shares on November 16, 2014.

F3: This option vests with respect to 2,051 shares on each of November 16, 2013, November 16, 2014 and November 16, 2015.