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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2012
Nov 19, 2012
34385_dirs_2012-11-19_465eaebe-d8c8-44b2-8af8-b94d51d5bc71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2012-11-16
Reporting Person: WOLSFELD MATTHEW C (CFO and Corporate Secretary)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-16 | Stock Option (right to buy) | $10.25 | A | 2485 | Acquired | 2022-11-16 | Common Stock (2485) | Direct |
| 2012-11-16 | Stock Option (right to buy) | $10.25 | A | 4971 | Acquired | 2022-11-16 | Common Stock (4971) | Direct |
| 2012-11-16 | Stock Option (right to buy) | $10.25 | A | 6153 | Acquired | 2022-11-16 | Common Stock (6153) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57876 | Direct |
Footnotes
F1: Includes 58 shares that were purchased under the Northern Technologies International Employee Stock Purchase Plan.
F2: This option vests with respect to 2,485 shares on November 16, 2013 and with respect to 2,486 shares on November 16, 2014.
F3: This option vests with respect to 2,051 shares on each of November 16, 2013, November 16, 2014 and November 16, 2015.
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