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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2012
Nov 19, 2012
34385_dirs_2012-11-19_9dae0ddb-ef7b-4594-8df8-6e71732182aa.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2012-08-31
Reporting Person: Narayan Ramani (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-31 | Common Stock | M | 2000 | $9.75 | Acquired | 7500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-31 | Stock Option (right to buy) | $9.75 | M | 2000 | Disposed | 2012-08-31 | Common Stock (2000) | Direct |
| 2012-09-01 | Stock Option (right to buy) | $10.25 | A | 4000 | Acquired | 2017-08-31 | Common Stock (4000) | Direct |
Footnotes
F1: This option has fully vested.
F2: This Form 4 is being amended to correct the vesting of the option.
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