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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2011
Mar 7, 2011
34385_dirs_2011-03-07_311ea437-0639-45dc-b4ed-a2ca69e18c24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (ntic)
CIK: 0000875582
Period of Report: 2011-03-02
Reporting Person: LYNCH G PATRICK (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-02 | Common Stock | S | 1000 | $16 | Disposed | 615668 | Indirect |
| 2011-03-03 | Common Stock | S | 2500 | $15.96 | Disposed | 613168 | Indirect |
| 2011-03-04 | Common Stock | S | 1500 | $16 | Disposed | 611668 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29120 | Direct |
Footnotes
F1: These shares were sold pursuant to a 10b5-1(c) sales plan effective May 25, 2010.
F2: These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
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