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NORTHERN TECHNOLOGIES INTERNATIONAL CORP — Director's Dealing 2009
Dec 8, 2009
34385_dirs_2009-12-08_6cf83de9-b5c2-4a6a-91a8-c7e719289573.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC)
CIK: 0000875582
Period of Report: 2009-12-04
Reporting Person: LYNCH G PATRICK (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-04 | Common Stock | S | 202400 | $7.5 | Disposed | 649668 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15468 | Direct |
Footnotes
F1: These shares were pledged by Inter Alia Holding Company pursuant to a pledge agreement dated as of September 5, 2008 and subsequently foreclosed upon and sold by the pledgee.
F2: These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and a stockholder. Mr. G.P. Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
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