NORTHERN STAR RESOURCES LTD — Major Shareholding Notification 2021

Jan 13, 2021

604 GUIDE page 1/1 13 March 2000

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000	604 GUIDE page 1/1 13 March 2000
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
ToCompany Name/Scheme Northern Star Resources Ltd ACN/ARSN 092 832 892 1. Details of substantial holder (1) Name Van Eck Associates Corporation (and its associates referred to in paragraph 6). ACN/ARSN (if applicable) N/A There was a change in the interests of the substantial holder on 11/01/2021 The previous notice was given to the company on 06/04/2020 The previous notice was dated 02/04/2020 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5) Ordinaryshares 79,082,918 10.69% 86,768,634 11.71% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person’s votes affected Van Eck Associates Corporation(VEAC) See Annexure A 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:			Northern Star Resources Ltd
			092 832 892
			Van Eck Associates Corporation (and its associates referred to in paragraph 6).
			N/A
	Holder of relevant interest	Registered holder of securities			Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
	VEAC	Bank of New York Mellon as custodian for VanEck Vectors Gold Miners ETF			VanEck Vectors Gold Miners ETF (GDX)	VEAC holds its relevant interest by having the power to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates in the ordinary course of investment management business.	Ordinary shares 43,931,813	5.93%

Holder of	Registered	Person entitled	Nature of	Class and
relevant	holder of	to be registered	relevant	number of	Person’s votes
interest	securities	as holder (8)	interest (6)	securities
VEAC	Bank of New York	VanEck Vectors Gold	VEAC holds its relevant	Ordinary shares	5.93%
	Mellon as custodian for VanEck Vectors	Miners ETF (GDX)	interest by having the power to exercise, control	43,931,813
	Gold Miners ETF		the exercise of, or
			influence the exercise of,
			the voting powers or
			disposal of the securities
			to which the relevant
			interest relates in the
			ordinary course of
			investment management
			business.

ME_170372296_1

VEAC	Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners ETF	VanEck Vectors Junior Gold Miners ETF (GDXJ)	Same as above.	Ordinary shares 32,536,377	4.39%
VEAC	State Street Bank as custodian for VanEck Vectors MSCI Australian Sustainable Equity ETF	VanEck Vectors MSCI Australian Sustainable Equity ETF (GRNVAU)	Same as above.	Ordinary shares 99,891	0.01%
VEAC	State Street Bank as custodian for VanEck International Investors Gold Fund	VanEck International Investors Gold Fund (IIG)	Same as above.	Ordinary shares 3,684,600	0.50%
VEAC	Credit Agricole as custodian for LODH Invest - The World Gold Expertise Fund	LODH Invest - The World Gold Expertise Fund (LODH)	Same as above.	Ordinary shares 305,370	0.04%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors S&P/ASX Midcap ETF	VanEck Vectors S&P/ASX Midcap ETF (MVE.AU)	Same as above.	Ordinary shares 503,602	0.07%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Australian Resources ETF	VanEck Vectors Australian Resources ETF (MVR.AU)	Same as above.	Ordinary shares 405,326	0.05%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Australian Equal Weight ETF	VanEck Vectors Australian Equal Weight ETF (MVW.AU)	Same as above.	Ordinary shares 1,076,819	0.15%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Global Mining UCITS ETF	VacEck Vectors Global Mining UCITS ETF (UCTGDIG)	Same as above.	Ordinary shares 22,312	0.00%
VEAC	Bank of New York Mellon as custodian for VanEck Vectors Gold Miners UCITS ETF	VanEck Vectors Gold Miners UCITS ETF (UCTGDX)	Same as above.	Ordinary shares 1,882,152	0.25%

ME_170372296_1

VEAC	Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners UCITS ETF	VanEck Vectors Junior Gold Miners UCITS ETF (UCTGDXJ)	Same as above.	Ordinary shares 2,102,372	0.28%
VEAC	State Street Bank as custodian for Van Eck VIP Trust – VIP Global Gold	Van Eck VIP Trust – VIP Global Gold (VGOLD)	Same as above.	Ordinary shares 218,000	0.03%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
VEAC	666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation	666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc.	666 Third Avenue, New York, NY 10017
VanEck Australia PtyLtd	Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000
VanEck Investments Limited	Level 4 Aurora Place, 88 PhillipStreet, SydneyNSW 2000

Signature

print name Andrew Tilzer capacity	AVP
sign here date	13/01/2021
DIRECTIONS
er of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
d to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
paragraph 6 of the form.
f "associate" in section 9 of the Corporations Act 2001.
f "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
of a company constitute one class unless divided into separate classes.
divided by the total votes in the body corporate or scheme multiplied by 100.

• (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

• (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

• (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

• (4) The voting shares of a company constitute one class unless divided into separate classes.

• (5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

• (6) Include details of:

• (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

• (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

ME_170372296_1

• (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

• (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown’”.

• (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

ME_170372296_1

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	04/01/2020	S	-	In-Kind	184,720
GDX	04/02/2020	S	-	In-Kind	170,866
GDX	04/03/2020	S	-	In-Kind	406,384
GDX	04/06/2020	S	-	In-Kind	415,620
GDX	04/07/2020	S	-	In-Kind	512,487
GDX	04/08/2020	S	-	In-Kind	129,276
GDX	04/09/2020	S	-	In-Kind	170,829
GDX	04/15/2020	S	-	In-Kind	13,848
GDX	04/16/2020	S	-	In-Kind	9,232
GDX	04/17/2020	S	-	In-Kind	124,605
GDX	04/17/2020	B	4,835,726.79	-	381,553
GDX	04/22/2020	B	-	In-Kind	139,590
GDX	04/23/2020	B	-	In-Kind	251,262
GDX	04/24/2020	B	-	In-Kind	232,700
GDX	04/29/2020	B	-	In-Kind	395,505
GDX	05/01/2020	B	-	In-Kind	9,308
GDX	05/04/2020	B	-	In-Kind	232,700
GDX	05/06/2020	B	-	In-Kind	251,316
GDX	05/11/2020	B	-	In-Kind	232,700
GDX	05/14/2020	B	-	In-Kind	251,262
GDX	05/15/2020	B	-	In-Kind	139,590
GDX	05/18/2020	B	-	In-Kind	4,653
GDX	05/19/2020	B	-	In-Kind	139,590
GDX	05/20/2020	B	-	In-Kind	493,218
GDX	05/21/2020	B	-	In-Kind	9,306
GDX	05/22/2020	B	-	In-Kind	232,700
GDX	05/26/2020	B	-	In-Kind	4,654
GDX	05/27/2020	B	-	In-Kind	18,612
GDX	05/28/2020	B	-	In-Kind	260,568
GDX	05/29/2020	B	-	In-Kind	13,965
GDX	06/01/2020	B	-	In-Kind	195,510
GDX	06/10/2020	B	-	In-Kind	9,316
GDX	06/11/2020	B	-	In-Kind	256,190
GDX	06/15/2020	S	-	In-Kind	181,662
GDX	06/17/2020	S	-	In-Kind	400,674
GDX	06/19/2020	S	-	In-Kind	13,977
GDX	06/19/2020	B	988,978.21	-	75,847
GDX	06/22/2020	S	-	In-Kind	51,326
GDX	06/23/2020	B	-	In-Kind	125,982
GDX	06/25/2020	S	-	In-Kind	13,998
GDX	06/26/2020	B	-	In-Kind	172,642
GDX	06/29/2020	B	-	In-Kind	139,980
GDX	06/30/2020	B	-	In-Kind	37,328
		Page	1 of 14

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	07/06/2020	S	-	In-Kind	32,662
GDX	07/07/2020	S	-	In-Kind	139,980
GDX	07/08/2020	S	-	In-Kind	55,992
GDX	07/09/2020	S	-	In-Kind	116,650
GDX	07/13/2020	S	-	In-Kind	32,662
GDX	07/14/2020	S	-	In-Kind	69,990
GDX	07/15/2020	S	-	In-Kind	9,332
GDX	07/20/2020	B	-	In-Kind	186,600
GDX	07/21/2020	B	-	In-Kind	4,665
GDX	07/22/2020	S	-	In-Kind	102,630
GDX	07/24/2020	S	-	In-Kind	293,895
GDX	07/27/2020	S	-	In-Kind	69,975
GDX	07/28/2020	S	-	In-Kind	79,305
GDX	07/30/2020	S	-	In-Kind	4,665
GDX	08/04/2020	S	-	In-Kind	88,616
GDX	08/05/2020	B	-	In-Kind	121,264
GDX	08/10/2020	B	-	In-Kind	23,320
GDX	08/11/2020	S	-	In-Kind	88,616
GDX	08/12/2020	B	-	In-Kind	41,976
GDX	08/13/2020	S	-	In-Kind	177,232
GDX	08/17/2020	B	-	In-Kind	18,660
GDX	08/18/2020	S	-	In-Kind	83,970
GDX	08/19/2020	S	-	In-Kind	93,300
GDX	08/24/2020	S	-	In-Kind	51,326
GDX	08/25/2020	B	-	In-Kind	32,669
GDX	08/26/2020	B	-	In-Kind	294,021
GDX	08/27/2020	B	-	In-Kind	37,344
GDX	09/02/2020	S	-	In-Kind	46,690
GDX	09/04/2020	B	-	In-Kind	177,422
GDX	09/08/2020	B	-	In-Kind	336,168
GDX	09/10/2020	S	-	In-Kind	4,673
GDX	09/11/2020	S	-	In-Kind	28,044
GDX	09/16/2020	S	-	In-Kind	130,872
GDX	09/17/2020	S	-	In-Kind	107,502
GDX	09/18/2020	S	-	In-Kind	4,674
GDX	09/18/2020	B	23,811,035.27	-	1,600,160
GDX	09/21/2020	S	-	In-Kind	9,706
GDX	09/22/2020	B	-	In-Kind	33,971
GDX	09/23/2020	B	-	In-Kind	179,524
GDX	09/24/2020	B	-	In-Kind	9,704
GDX	09/25/2020	B	-	In-Kind	232,896
GDX	09/28/2020	S	-	In-Kind	24,265
GDX	09/30/2020	B	-	In-Kind	9,706

Page 2 of 14

==> picture [32 x 22] intentionally omitted <==

This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDX	10/06/2020	S	-	In-Kind	4,853
GDX	10/07/2020	S	-	In-Kind	174,708
GDX	10/08/2020	S	-	In-Kind	9,708
GDX	10/12/2020	B	-	In-Kind	43,677
GDX	10/20/2020	B	3,385,314.01	-	208,695
GDX	10/22/2020	B	-	In-Kind	4,875
GDX	10/23/2020	B	-	In-Kind	204,750
GDX	10/29/2020	S	-	In-Kind	58,500
GDX	10/30/2020	B	-	In-Kind	102,375
GDX	11/04/2020	S	-	In-Kind	287,625
GDX	11/06/2020	S	-	In-Kind	219,330
GDX	11/11/2020	B	-	In-Kind	53,614
GDX	11/12/2020	B	579,647.57	-	41,081
GDX	11/13/2020	B	-	In-Kind	194,960
GDX	11/17/2020	B	-	In-Kind	136,472
GDX	11/18/2020	B	-	In-Kind	277,818
GDX	11/19/2020	B	-	In-Kind	146,190
GDX	11/23/2020	B	-	In-Kind	531,157
GDX	11/24/2020	B	-	In-Kind	48,730
GDX	11/30/2020	B	-	In-Kind	219,465
GDX	12/01/2020	B	-	In-Kind	63,401
GDX	12/02/2020	B	-	In-Kind	4,877
GDX	12/07/2020	B	-	In-Kind	14,631
GDX	12/08/2020	B	-	In-Kind	14,634
GDX	12/09/2020	B	-	In-Kind	121,950
GDX	12/15/2020	B	-	In-Kind	126,906
GDX	12/16/2020	B	-	In-Kind	78,096
GDX	12/18/2020	B	-	In-Kind	195,240
GDX	12/18/2020	S	14,177,087.81	-	1,104,908
GDX	12/21/2020	B	-	In-Kind	339,735
GDX	12/28/2020	B	-	In-Kind	128,520
GDX	12/29/2020	B	-	In-Kind	95,180
GDX	01/05/2021	S	-	In-Kind	142,800
GDX	01/06/2021	S	-	In-Kind	390,320
GDX	01/07/2021	B	-	In-Kind	104,720
GDX	01/11/2021	S	-	In-Kind	4,760
GDX	01/11/2021	B	9,293,121.41	-	729,954
GDXJ	04/01/2020	S	-	In-Kind	406,230
GDXJ	04/02/2020	S	-	In-Kind	189,546
GDXJ	04/03/2020	S	-	In-Kind	270,720
GDXJ	04/06/2020	S	-	In-Kind	311,374
GDXJ	04/08/2020	S	-	In-Kind	81,216
GDXJ	04/16/2020	S	-	In-Kind	189,350

Page 3 of 14

==> picture [31 x 24] intentionally omitted <==

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDXJ	04/17/2020	S	-	In-Kind	270,500
GDXJ	04/20/2020	S	-	In-Kind	135,270
GDXJ	04/27/2020	S	-	In-Kind	108,216
GDXJ	04/29/2020	S	-	In-Kind	541,000
GDXJ	05/06/2020	S	-	In-Kind	378,420
GDXJ	05/11/2020	S	-	In-Kind	216,256
GDXJ	05/14/2020	S	-	In-Kind	310,868
GDXJ	05/20/2020	B	-	In-Kind	189,182
GDXJ	05/21/2020	B	-	In-Kind	189,182
GDXJ	05/22/2020	B	-	In-Kind	108,104
GDXJ	05/29/2020	B	-	In-Kind	540,560
GDXJ	06/02/2020	S	-	In-Kind	54,044
GDXJ	06/10/2020	S	-	In-Kind	94,584
GDXJ	06/11/2020	B	-	In-Kind	108,080
GDXJ	06/15/2020	S	-	In-Kind	351,286
GDXJ	06/16/2020	B	-	In-Kind	175,617
GDXJ	06/17/2020	S	-	In-Kind	256,690
GDXJ	06/19/2020	B	2,720,411.42	-	208,718
GDXJ	06/23/2020	S	-	In-Kind	81,804
GDXJ	06/24/2020	S	-	In-Kind	68,165
GDXJ	06/26/2020	S	-	In-Kind	190,876
GDXJ	07/08/2020	B	-	In-Kind	27,260
GDXJ	07/09/2020	B	-	In-Kind	95,186
GDXJ	07/10/2020	B	-	In-Kind	163,176
GDXJ	07/17/2020	B	-	In-Kind	108,776
GDXJ	07/21/2020	B	-	In-Kind	135,950
GDXJ	07/22/2020	B	-	In-Kind	108,768
GDXJ	07/23/2020	B	-	In-Kind	149,545
GDXJ	07/27/2020	S	-	In-Kind	40,785
GDXJ	07/28/2020	B	-	In-Kind	108,744
GDXJ	07/29/2020	S	1,812,345.79	-	116,932
GDXJ	08/05/2020	B	-	In-Kind	392,979
GDXJ	08/10/2020	B	-	In-Kind	135,510
GDXJ	08/12/2020	S	-	In-Kind	54,208
GDXJ	08/14/2020	S	-	In-Kind	40,671
GDXJ	08/18/2020	B	-	In-Kind	108,448
GDXJ	08/19/2020	B	-	In-Kind	27,112
GDXJ	09/02/2020	S	-	In-Kind	40,692
GDXJ	09/10/2020	S	-	In-Kind	54,296
GDXJ	09/14/2020	S	-	In-Kind	67,900
GDXJ	09/18/2020	B	5,926,777.62	-	398,294
GDXJ	09/21/2020	B	1,227,770.95	-	83,401
GDXJ	09/23/2020	B	-	In-Kind	41,331

Page 4 of 14

==> picture [30 x 21] intentionally omitted <==

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
GDXJ	09/28/2020	B	-	In-Kind	137,810
GDXJ	10/05/2020	S	-	In-Kind	110,248
GDXJ	10/06/2020	S	-	In-Kind	124,020
GDXJ	10/12/2020	B	-	In-Kind	55,124
GDXJ	10/26/2020	B	-	In-Kind	55,124
GDXJ	10/27/2020	B	3,647,270.65	-	237,441
GDXJ	10/28/2020	B	-	In-Kind	138,840
GDXJ	10/29/2020	S	-	In-Kind	83,256
GDXJ	10/30/2020	S	-	In-Kind	111,000
GDXJ	11/02/2020	B	-	In-Kind	180,375
GDXJ	11/06/2020	B	-	In-Kind	27,746
GDXJ	11/12/2020	S	-	In-Kind	13,873
GDXJ	11/13/2020	B	-	In-Kind	55,492
GDXJ	11/18/2020	B	-	In-Kind	166,416
GDXJ	11/19/2020	B	-	In-Kind	249,624
GDXJ	11/24/2020	S	-	In-Kind	27,736
GDXJ	11/25/2020	B	-	In-Kind	83,232
GDXJ	12/01/2020	B	-	In-Kind	180,336
GDXJ	12/02/2020	B	-	In-Kind	402,288
GDXJ	12/03/2020	B	-	In-Kind	97,104
GDXJ	12/17/2020	B	-	In-Kind	27,748
GDXJ	12/18/2020	B	-	In-Kind	55,496
GDXJ	12/18/2020	S	5,581,580.04	-	435,007
GDXJ	12/21/2020	B	2,394,827.85	-	186,268
GDXJ	12/22/2020	B	-	In-Kind	303,116
GDXJ	12/29/2020	S	-	In-Kind	124,020
GDXJ	01/11/2021	B	6,608,906.80	-	519,920
IIG	04/02/2020	S	441,199.14	-	42,000
IIG	04/23/2020	B	558,356.38	-	42,000
IIG	05/07/2020	B	323,076.78	-	25,200
IIG	05/11/2020	B	320,043.95	-	24,400
IIG	05/15/2020	B	341,466.13	-	24,600
IIG	05/25/2020	S	2,433,210.27	-	166,300
IIG	05/27/2020	S	336,240.12	-	24,500
IIG	06/24/2020	B	917,751.58	-	66,000
IIG	06/25/2020	B	922,966.50	-	67,600
IIG	07/07/2020	B	740,001.84	-	53,300
IIG	07/10/2020	S	454,597.26	-	31,000
IIG	07/31/2020	B	199,511.46	-	13,000
IIG	08/17/2020	B	1,583,240.52	-	111,000
IIG	09/09/2020	S	2,017,667.76	-	155,400
IIG	09/21/2020	S	2,390,742.90	-	164,000
IIG	10/02/2020	B	1,086,372.34	-	79,100
		Page	5 of 14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
IIG	10/22/2020	B	1,202,302.26	-	74,200
IIG	11/06/2020	B	1,020,857.91	-	62,300
IIG	12/24/2020	S	1,493,316.67	-	119,200
IIG	12/30/2020	S	269,973.53	-	21,700
IIG	01/04/2021	S	346,663.37	-	26,500
LODH	04/03/2020	B	114,644.29	-	11,000
LODH	04/17/2020	S	114,919.31	-	9,000
LODH	04/22/2020	S	75,622.17	-	6,000
LODH	04/27/2020	S	50,460.42	-	3,800
LODH	04/30/2020	S	40,426.72	-	3,200
LODH	05/07/2020	B	38,461.52	-	3,000
LODH	05/20/2020	S	107,452.23	-	7,500
LODH	05/25/2020	S	40,968.06	-	2,800
LODH	06/15/2020	S	22,743.80	-	1,700
LODH	06/17/2020	S	452,224.46	-	34,200
LODH	06/19/2020	S	73,267.91	-	5,600
LODH	06/22/2020	S	63,512.23	-	4,700
LODH	06/23/2020	S	94,336.62	-	7,000
LODH	06/26/2020	S	77,524.98	-	5,900
LODH	07/28/2020	B	211,282.79	-	13,000
LODH	07/30/2020	S	101,446.75	-	6,500
LODH	08/10/2020	S	105,702.88	-	6,600
LODH	08/13/2020	S	58,428.98	-	4,100
LODH	08/14/2020	B	156,779.95	-	11,000
LODH	08/20/2020	B	155,394.36	-	11,000
LODH	08/31/2020	S	42,383.08	-	3,100
LODH	09/11/2020	S	112,837.51	-	8,500
LODH	09/14/2020	S	219,627.73	-	16,000
LODH	09/15/2020	S	131,309.11	-	9,000
LODH	09/21/2020	S	233,243.21	-	16,000
LODH	10/09/2020	S	55,820.53	-	3,500
LODH	11/19/2020	S	423,003.69	-	30,000
LODH	11/23/2020	S	119,766.10	-	8,500
LODH	11/30/2020	S	138,785.77	-	11,000
LODH	01/05/2021	B	153,866.83	-	11,200
JLGOLD	04/27/2020	S	-	In-Kind	420,600
VGOLD	04/14/2020	B	56,755.70	-	4,400
VGOLD	04/15/2020	S	137,463.09	-	10,600
VGOLD	04/21/2020	B	95,926.78	-	7,400
VGOLD	04/23/2020	B	39,882.60	-	3,000
VGOLD	05/11/2020	B	51,154.56	-	3,900
VGOLD	05/15/2020	B	26,373.40	-	1,900
VGOLD	05/21/2020	B	53,602.05	-	3,700
		Page	6 of 14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
VGOLD	05/22/2020	B	36,274.37	-	2,500
VGOLD	05/29/2020	B	70,626.02	-	4,800
VGOLD	06/09/2020	S	60,131.02	-	4,600
VGOLD	06/17/2020	S	25,123.58	-	1,900
VGOLD	06/19/2020	S	73,267.91	-	5,600
VGOLD	06/24/2020	B	79,260.36	-	5,700
VGOLD	07/07/2020	B	59,699.96	-	4,300
VGOLD	07/10/2020	S	23,463.08	-	1,600
VGOLD	07/28/2020	B	117,018.16	-	7,200
VGOLD	07/31/2020	B	105,894.54	-	6,900
VGOLD	08/03/2020	B	62,669.72	-	4,000
VGOLD	08/05/2020	S	42,620.50	-	2,600
VGOLD	08/24/2020	S	47,821.22	-	3,400
VGOLD	09/16/2020	S	54,910.87	-	3,700
VGOLD	09/21/2020	S	131,199.31	-	9,000
VGOLD	09/22/2020	S	30,586.92	-	2,200
VGOLD	09/24/2020	S	23,751.18	-	1,800
VGOLD	10/22/2020	B	68,054.85	-	4,200
VGOLD	11/06/2020	B	96,678.36	-	5,900
VGOLD	11/11/2020	S	34,675.61	-	2,400
VGOLD	01/06/2021	B	78,780.83	-	5,800
MVRAU	05/08/2020	B	-	In-Kind	24,744
MVRAU	05/19/2020	B	-	In-Kind	4,123
MVRAU	05/19/2020	B	-	In-Kind	8,246
MVRAU	05/20/2020	B	-	In-Kind	8,246
MVRAU	05/25/2020	B	-	In-Kind	4,123
MVRAU	06/19/2020	B	510,502.37	-	39,179
MVRAU	06/30/2020	S	67,703.22	-	5,069
MVRAU	07/07/2020	B	-	In-Kind	4,790
MVRAU	07/22/2020	B	-	In-Kind	4,789
MVRAU	07/29/2020	B	-	In-Kind	4,789
MVRAU	08/05/2020	B	6,145.49	-	374
MVRAU	08/07/2020	B	-	In-Kind	4,796
MVRAU	08/21/2020	B	-	In-Kind	4,798
MVRAU	08/21/2020	B	11,211.20	-	799
MVRAU	08/24/2020	B	5,992.77	-	424
MVRAU	08/26/2020	B	-	In-Kind	28,908
MVRAU	08/28/2020	B	20,871.92	-	1,549
MVRAU	08/31/2020	B	-	In-Kind	19,372
MVRAU	08/31/2020	B	-	In-Kind	4,843
MVRAU	09/02/2020	B	10,135.84	-	750
MVRAU	09/07/2020	B	9,610.01	-	718
MVRAU	09/08/2020	B	-	In-Kind	9,728
		Page	7 of 14

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
MVRAU	09/18/2020	B	391,289.18	-	26,314
MVRAU	10/13/2020	B	-	In-Kind	5,247
MVRAU	11/03/2020	B	-	In-Kind	5,246
MVRAU	11/11/2020	S	6,389.42	-	446
MVRAU	11/17/2020	B	-	In-Kind	5,240
MVRAU	11/30/2020	B	-	In-Kind	5,243
MVRAU	12/07/2020	B	-	In-Kind	5,242
MVRAU	12/10/2020	B	-	In-Kind	5,242
MVRAU	12/10/2020	S	6,255.63	-	510
MVRAU	12/17/2020	B	-	In-Kind	5,232
MVRAU	12/18/2020	B	116,458.80	-	9,070
MVRAU	12/29/2020	B	-	In-Kind	5,352
MVRAU	12/31/2020	S	92,408.54	-	7,284
MVEAU	04/01/2020	S	10,956.52	-	1,063
MVEAU	04/06/2020	S	5,846.39	-	544
MVEAU	04/21/2020	S	9,830.72	-	757
MVEAU	05/01/2020	S	12,134.42	-	1,033
MVEAU	05/18/2020	S	15,938.81	-	1,092
MVEAU	05/26/2020	B	2,237.02	-	148
MVEAU	06/04/2020	S	11,400.94	-	846
MVEAU	06/19/2020	B	89,555.19	-	6,873
MVEAU	06/22/2020	S	3,470.40	-	256
MVEAU	06/29/2020	S	3,597.37	-	272
MVEAU	06/30/2020	S	73,660.14	-	5,515
MVEAU	07/02/2020	S	2,971.17	-	209
MVEAU	07/21/2020	S	10,974.11	-	693
MVEAU	08/21/2020	B	-	In-Kind	8,763
MVEAU	08/21/2020	S	7,743.71	-	552
MVEAU	08/27/2020	B	7,487.72	-	546
MVEAU	09/03/2020	B	6,165.80	-	456
MVEAU	09/08/2020	B	5,392.10	-	409
MVEAU	09/18/2020	S	93,457.95	-	6,285
MVEAU	09/21/2020	B	-	In-Kind	8,637
MVEAU	10/23/2020	B	-	In-Kind	8,639
MVEAU	10/27/2020	B	42,462.78	-	2,766
MVEAU	11/10/2020	B	-	In-Kind	34,784
MVEAU	11/17/2020	B	-	In-Kind	8,698
MVEAU	11/27/2020	B	-	In-Kind	8,700
MVEAU	12/18/2020	B	582,563.64	-	45,371
MVEAU	12/21/2020	S	33,363.61	-	2,644
MVEAU	12/30/2020	B	-	In-Kind	9,515
MVEAU	12/31/2020	S	51,760.97	-	4,080
MVWAU	04/15/2020	B	-	In-Kind	5,805
		Page	8 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
MVWAU	04/16/2020	S	63,473.92	-	4,918
MVWAU	04/27/2020	B	-	In-Kind	5,800
MVWAU	04/29/2020	S	11,038.46	-	850
MVWAU	05/01/2020	S	16,797.88	-	1,430
MVWAU	05/18/2020	B	-	In-Kind	4,628
MVWAU	05/19/2020	S	29,093.32	-	2,061
MVWAU	05/20/2020	B	-	In-Kind	5,770
MVWAU	05/26/2020	B	-	In-Kind	5,770
MVWAU	06/04/2020	B	-	In-Kind	4,616
MVWAU	06/15/2020	S	-	In-Kind	3,462
MVWAU	06/19/2020	B	45,826.08	-	3,516
MVWAU	06/19/2020	B	422,471.69	-	32,423
MVWAU	06/26/2020	B	16,376.71	-	1,247
MVWAU	06/30/2020	S	219,417.72	-	16,428
MVWAU	07/08/2020	S	25,948.02	-	1,749
MVWAU	07/13/2020	B	-	In-Kind	4,708
MVWAU	07/21/2020	S	22,359.93	-	1,412
MVWAU	07/27/2020	B	-	In-Kind	4,704
MVWAU	07/28/2020	B	-	In-Kind	3,525
MVWAU	08/04/2020	B	-	In-Kind	14,100
MVWAU	08/05/2020	B	-	In-Kind	4,700
MVWAU	08/06/2020	B	-	In-Kind	12,936
MVWAU	08/10/2020	B	-	In-Kind	3,528
MVWAU	08/13/2020	S	26,165.88	-	1,852
MVWAU	08/17/2020	B	-	In-Kind	14,076
MVWAU	08/18/2020	B	-	In-Kind	4,696
MVWAU	08/24/2020	B	-	In-Kind	4,696
MVWAU	08/25/2020	B	34,361.04	-	2,506
MVWAU	08/28/2020	B	-	In-Kind	5,880
MVWAU	08/31/2020	B	22,074.48	-	1,617
MVWAU	09/01/2020	B	-	In-Kind	5,890
MVWAU	09/02/2020	B	13,636.09	-	1,009
MVWAU	09/07/2020	B	13,598.57	-	1,016
MVWAU	09/15/2020	B	-	In-Kind	5,905
MVWAU	09/18/2020	S	1,344,277.74	-	90,402
MVWAU	09/21/2020	B	-	In-Kind	4,300
MVWAU	10/01/2020	B	-	In-Kind	4,304
MVWAU	10/02/2020	B	-	In-Kind	5,380
MVWAU	10/02/2020	B	-	In-Kind	5,380
MVWAU	10/09/2020	B	-	In-Kind	5,380
MVWAU	10/28/2020	B	-	In-Kind	5,380
MVWAU	11/05/2020	B	-	In-Kind	4,304
MVWAU	11/06/2020	B	13,798.27	-	833

Page 9 of 14

==> picture [41 x 27] intentionally omitted <==

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
MVWAU	11/11/2020	B	-	In-Kind	4,304
MVWAU	11/11/2020	S	1,575.87	-	110
MVWAU	11/17/2020	B	-	In-Kind	6,456
MVWAU	11/20/2020	B	-	In-Kind	6,456
MVWAU	12/01/2020	B	-	In-Kind	5,380
MVWAU	12/08/2020	B	-	In-Kind	6,456
MVWAU	12/16/2020	S	-	In-Kind	10,760
MVWAU	12/18/2020	B	1,247,983.80	-	97,195
MVWAU	12/22/2020	B	-	In-Kind	4,732
MVWAU	12/29/2020	B	22,322.07	-	1,781
MVWAU	12/29/2020	B	-	In-Kind	4,732
MVWAU	12/31/2020	S	180,123.08	-	14,198
MVWAU	01/06/2021	B	-	In-Kind	5,845
UCTGDX	04/16/2020	B	252,311.85	-	19,540
UCTGDX	04/17/2020	B	117,942.39	-	9,306
UCTGDX	04/24/2020	B	58,139.96	-	4,407
UCTGDX	04/29/2020	B	63,988.55	-	4,925
UCTGDX	04/29/2020	B	64,020.53	-	4,925
UCTGDX	05/07/2020	B	63,249.65	-	4,925
UCTGDX	05/12/2020	B	64,825.96	-	4,925
UCTGDX	05/14/2020	B	398,649.43	-	29,550
UCTGDX	05/15/2020	B	69,160.83	-	4,925
UCTGDX	05/19/2020	B	208,664.72	-	14,775
UCTGDX	05/20/2020	B	282,920.29	-	19,700
UCTGDX	05/29/2020	B	145,809.16	-	9,850
UCTGDX	06/01/2020	B	74,742.37	-	4,926
UCTGDX	06/01/2020	B	298,939.57	-	19,704
UCTGDX	06/10/2020	B	128,278.23	-	9,858
UCTGDX	06/15/2020	B	327,811.28	-	24,645
UCTGDX	06/16/2020	B	66,308.31	-	4,929
UCTGDX	06/19/2020	B	17,973.76	-	1,379
UCTGDX	06/22/2020	B	18,851.54	-	1,385
UCTGDX	06/22/2020	B	535,727.81	-	39,504
UCTGDX	06/23/2020	B	132,759.99	-	9,876
UCTGDX	06/24/2020	B	69,625.62	-	4,937
UCTGDX	06/24/2020	B	139,251.24	-	9,874
UCTGDX	06/25/2020	B	200,136.63	-	14,811
UCTGDX	06/25/2020	B	200,116.62	-	14,811
UCTGDX	07/06/2020	B	134,340.46	-	9,876
UCTGDX	07/07/2020	B	68,835.54	-	4,937
UCTGDX	07/08/2020	B	439,678.40	-	29,622
UCTGDX	07/08/2020	B	219,817.22	-	14,811
UCTGDX	07/13/2020	B	509,792.07	-	34,326
		Page	10 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDX	07/21/2020	B	703,889.10	-	44,433
UCTGDX	07/21/2020	B	469,306.32	-	29,622
UCTGDX	07/24/2020	B	153,046.60	-	9,872
UCTGDX	07/27/2020	B	239,025.02	-	14,808
UCTGDX	08/04/2020	B	621,872.18	-	39,480
UCTGDX	08/04/2020	B	233,225.39	-	14,805
UCTGDX	08/06/2020	B	80,407.23	-	4,935
UCTGDX	08/12/2020	B	429,430.87	-	29,610
UCTGDX	08/13/2020	B	139,490.99	-	9,870
UCTGDX	08/14/2020	B	140,576.91	-	9,870
UCTGDX	08/14/2020	B	70,288.45	-	4,935
UCTGDX	08/17/2020	B	70,450.81	-	4,936
UCTGDX	08/17/2020	B	140,901.61	-	9,872
UCTGDX	08/19/2020	B	1,355,175.23	-	93,765
UCTGDX	08/24/2020	B	418,472.98	-	29,610
UCTGDX	08/24/2020	B	139,490.99	-	9,870
UCTGDX	08/27/2020	B	534,440.41	-	38,974
UCTGDX	09/02/2020	B	667,527.48	-	49,400
UCTGDX	09/03/2020	B	66,802.16	-	4,940
UCTGDX	09/03/2020	B	200,406.47	-	14,820
UCTGDX	09/11/2020	B	328,808.88	-	24,720
UCTGDX	09/14/2020	B	68,699.79	-	4,945
UCTGDX	09/17/2020	B	73,581.43	-	4,944
UCTGDX	09/18/2020	B	1,079,037.98	-	72,514
UCTGDX	09/21/2020	B	144,184.41	-	9,894
UCTGDX	09/23/2020	B	69,887.71	-	5,134
UCTGDX	09/25/2020	B	69,939.07	-	5,134
UCTGDX	09/28/2020	B	506,467.69	-	35,938
UCTGDX	10/01/2020	S	399,566.78	-	29,023
UCTGDX	10/02/2020	S	141,697.65	-	10,270
UCTGDX	10/22/2020	B	162,826.28	-	10,050
UCTGDX	11/02/2020	B	155,829.98	-	10,360
UCTGDX	11/03/2020	B	82,859.63	-	5,401
UCTGDX	12/02/2020	S	540,433.39	-	41,544
UCTGDX	12/03/2020	S	535,669.97	-	41,273
UCTGDX	12/16/2020	S	311,325.84	-	25,542
UCTGDX	12/18/2020	S	480,476.11	-	37,424
UCTGDX	12/21/2020	S	195,996.07	-	15,159
UCTGDX	12/23/2020	B	260,003.32	-	20,766
UCTGDX	01/06/2021	B	148,688.15	-	11,062
UCTGDX	01/06/2021	B	148,016.08	-	11,012
UCTGDX	01/07/2021	B	202,162.39	-	15,188
UCTGDXJ	04/06/2020	B	244,101.70	-	22,706
		Page	11 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDXJ	04/29/2020	S	12,954.95	-	998
UCTGDXJ	04/29/2020	S	147,242.43	-	11,343
UCTGDXJ	05/12/2020	S	447,613.66	-	34,020
UCTGDXJ	05/14/2020	B	917,962.22	-	68,034
UCTGDXJ	05/27/2020	B	449,788.54	-	33,410
UCTGDXJ	06/10/2020	B	1,179,656.59	-	90,664
UCTGDXJ	06/19/2020	B	185,120.61	-	14,203
UCTGDXJ	06/24/2020	B	968,936.08	-	68,712
UCTGDXJ	07/08/2020	S	37,340.96	-	2,518
UCTGDXJ	07/22/2020	B	339,137.86	-	21,285
UCTGDXJ	07/24/2020	B	177,091.91	-	11,423
UCTGDXJ	07/27/2020	B	184,404.09	-	11,423
UCTGDXJ	07/27/2020	B	737,542.63	-	45,692
UCTGDXJ	07/29/2020	S	55,285.44	-	3,567
UCTGDXJ	08/05/2020	B	374,317.39	-	22,778
UCTGDXJ	08/14/2020	B	648,725.35	-	45,552
UCTGDXJ	08/18/2020	B	170,815.23	-	11,393
UCTGDXJ	08/20/2020	B	161,001.15	-	11,392
UCTGDXJ	08/24/2020	B	322,002.31	-	22,784
UCTGDXJ	09/02/2020	B	616,009.51	-	45,592
UCTGDXJ	09/10/2020	B	768,985.57	-	57,035
UCTGDXJ	09/14/2020	B	317,088.77	-	22,824
UCTGDXJ	09/18/2020	B	328,309.10	-	22,072
UCTGDXJ	09/21/2020	B	91,336.57	-	6,159
UCTGDXJ	10/12/2020	B	16.03	-	1
UCTGDXJ	10/12/2020	B	16.03	-	1
UCTGDXJ	10/12/2020	B	16.03	-	1
UCTGDXJ	10/14/2020	B	196,825.32	-	12,156
UCTGDXJ	10/15/2020	B	181,704.95	-	11,313
UCTGDXJ	10/16/2020	B	189,525.77	-	11,859
UCTGDXJ	10/27/2020	B	220,248.47	-	14,347
UCTGDXJ	10/30/2020	B	166,372.87	-	11,203
UCTGDXJ	11/03/2020	B	168,066.50	-	10,955
UCTGDXJ	11/09/2020	B	584,911.69	-	34,730
UCTGDXJ	11/12/2020	B	172,558.95	-	12,237
UCTGDXJ	11/17/2020	B	318,813.33	-	22,061
UCTGDXJ	11/24/2020	B	296,163.93	-	23,281
UCTGDXJ	11/25/2020	S	1,022,155.77	-	81,650
UCTGDXJ	12/02/2020	B	455,538.66	-	35,011
UCTGDXJ	12/03/2020	B	302,827.72	-	23,328
UCTGDXJ	12/08/2020	B	302,769.29	-	23,234
UCTGDXJ	12/17/2020	B	297,498.80	-	23,665
UCTGDXJ	12/18/2020	B	96,604.98	-	7,523
		Page	12 of 14

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDXJ	12/22/2020	B	151,606.29	-	12,137
UCTGDXJ	12/22/2020	B	114,145.03	-	9,138
UCTGDXJ	12/22/2020	B	140,489.08	-	11,247
UCTGDXJ	01/11/2021	B	1,041,584.69	-	81,493
GRNVAU	04/02/2020	S	2,866.85	-	276
GRNVAU	04/09/2020	S	460.27	-	40
GRNVAU	04/14/2020	S	2,480.89	-	189
GRNVAU	04/20/2020	S	3,428.30	-	275
GRNVAU	04/21/2020	S	545.43	-	42
GRNVAU	04/23/2020	S	1,053.57	-	79
GRNVAU	04/28/2020	S	3,467.73	-	261
GRNVAU	04/30/2020	B	1,829.48	-	143
GRNVAU	05/04/2020	S	4,265.74	-	343
GRNVAU	05/05/2020	S	1,646.88	-	129
GRNVAU	05/06/2020	S	3,237.01	-	251
GRNVAU	05/29/2020	S	79,334.08	-	5,361
GRNVAU	06/09/2020	S	2,407.62	-	188
GRNVAU	06/15/2020	S	398.89	-	30
GRNVAU	06/29/2020	B	2,871.86	-	217
GRNVAU	06/29/2020	B	-	In-Kind	2,864
GRNVAU	06/30/2020	B	23,747.25	-	1,777
GRNVAU	08/24/2020	B	2,431.03	-	172
GRNVAU	08/31/2020	S	55,767.76	-	4,086
GRNVAU	09/02/2020	S	621.25	-	46
GRNVAU	09/07/2020	B	1,592.75	-	119
GRNVAU	09/09/2020	S	716.45	-	55
GRNVAU	09/11/2020	B	-	In-Kind	2,801
GRNVAU	09/22/2020	S	-	In-Kind	2,801
GRNVAU	09/30/2020	B	25,332.26	-	1,857
GRNVAU	10/08/2020	B	-	In-Kind	2,862
GRNVAU	10/30/2020	B	4,114.58	-	277
GRNVAU	11/03/2020	B	-	In-Kind	2,871
GRNVAU	11/09/2020	B	1,617.08	-	96
GRNVAU	11/20/2020	B	-	In-Kind	2,873
GRNVAU	11/27/2020	B	-	In-Kind	2,873
GRNVAU	11/30/2020	S	97,461.10	-	7,731
GRNVAU	12/03/2020	S	2,699.10	-	208
GRNVAU	12/04/2020	S	590.48	-	46
GRNVAU	12/07/2020	B	-	In-Kind	2,640
GRNVAU	12/16/2020	B	-	In-Kind	2,639
GRNVAU	12/23/2020	B	-	In-Kind	2,639
GRNVAU	12/31/2020	S	7,941.75	-	626
GRNVAU	01/04/2021	B	-	In-Kind	2,622

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This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant interest	Date of Acquisition	B/S	Consideration Cash	Consideration Non-Cash	Number of Securities
UCTGDIG	04/29/2020	B	935.70	-	72
UCTGDIG	05/06/2020	B	13,757.59	-	1,066
UCTGDIG	06/19/2020	B	1,525.20	-	117
UCTGDIG	07/15/2020	B	16,168.22	-	1,081
UCTGDIG	07/27/2020	B	52,623.93	-	3,259
UCTGDIG	08/14/2020	B	15,628.31	-	1,097
UCTGDIG	08/27/2020	S	15,005.69	-	1,095
UCTGDIG	09/17/2020	B	16,702.87	-	1,122
UCTGDIG	09/18/2020	S	10,909.67	-	734
UCTGDIG	10/07/2020	B	1,013.16	-	65
UCTGDIG	10/20/2020	B	16,914.64	-	1,043
UCTGDIG	10/22/2020	S	17,018.54	-	1,051
UCTGDIG	12/03/2020	B	27,426.10	-	2,112
UCTGDIG	12/15/2020	B	12,301.03	-	1,050
UCTGDIG	12/18/2020	B	10,122.47	-	788
UCTGDIG	12/22/2020	B	13,545.25	-	1,084
UCTGDIG	12/30/2020	B	27,111.13	-	2,161
UCTGDIG	01/07/2021	B	14,754.12	-	1,108
UCTGDIG	01/07/2021	B	14,221.48	-	1,068
In-Kind transactions result from UCTGDIG receiving a basket of securities (including NORTHERN STAR RESOURCES LTD) in exchange for securities in UCTGDIG.

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