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NORTHERN STAR RESOURCES LTD Major Shareholding Notification 2021

Feb 4, 2021

65447_rns_2021-02-04_4c19ef89-cb4b-41df-a5e9-7f5f5baed84d.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme Northern Star Resources Ltd ACN/ARSN 092 832 892 1. Details of substantial holder (1) Name State Street Corporation and subsidiaries named in Annexures to this form ACN/ARSN (if applicable) The holder became a substantial holder on 03/02/2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person’s votes (5) Voting power (6)
Ordinary 38,693,202 38,693,202 5.22

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Annexure A

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number
of securities
Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number of securities
Cash Non-Cash
Annexure B & D

Information Classification: Limited Access

603 page 1/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Annexure A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure C

Signature

print name Elizabeth Schaefer Capacity: Authorised signatory Digitally signed by Elizabeth Schaefer sign here Date: 2021.02.04 20:42:42 -05'00' date 04/02/2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of “associate” in section 9 of the Corporations Act 2001.

  • (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”.

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Information Classification: Limited Access

Annexure A

This is Annexure A referred to in Form 603 Notice of initial substantial holder

Digitally signed by Elizabeth Schaefer Date: 2021.02.04 20:43:22

________ 04 February 2021 -05'00' Elizabeth Schaefer Authorised Signatory

3. Details of relevant interests

4. Details of present registered holders

6. Associates

Holder of relevant interest Nature of Relevant Interest Registered Holder of securities Person Entitled to be registered as holder Class and number of Securities Class and number of Securities Nature of Association
(Section 3, 4 and 6) (Section 3) (Section 4) (Section 4) (Section 3 and 4) (Section 6)
State Street Global Advisors (Japan) Co., Ltd Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 42,656 Subsidiary of State
Street Corporation
State Street Global Advisors (Japan) Co., Ltd Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 3,109,274 Subsidiary of State
Street Corporation
State Street Global Advisors (Japan) Co., Ltd Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Brown Brothers Harriman and Co NA Ordinary 256,839 Subsidiary of State
Street Corporation
State Street Global Advisors (Japan) Co., Ltd Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Sumitomo Trust and Banking Co USA NA Ordinary 71,286 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Bank of New York Mellon NA Ordinary 231,128 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Northern Trust Company NA Ordinary 525,969 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 9,393,534 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 358,988 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 The Bank of New York Mellon NA Ordinary 888,494 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 BNP Paribas NA Ordinary 18,589 Subsidiary of State
Street Corporation
State Street Global Advisors Trust Company Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Brown Brothers Harriman and Co NA Ordinary 10,231 Subsidiary of State
Street Corporation
State Street Global Advisors Asia Ltd. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Bank of New York Mellon NA Ordinary 47,966 Subsidiary of State
Street Corporation
State Street Global Advisors Asia Ltd. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Northern Trust Company NA Ordinary 93,167 Subsidiary of State
Street Corporation
State Street Global Advisors Asia Ltd. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 25,770 Subsidiary of State
Street Corporation
State Street Global Advisors Asia Ltd. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 12,312 Subsidiary of State
Street Corporation
State Street Global Advisors Asia Ltd. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 The Bank of New York Mellon NA Ordinary 17,122 Subsidiary of State
Street Corporation
State Street Global Advisors Asia Ltd. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Citibank NA NA Ordinary 12,544 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Northern Trust Company NA Ordinary 41,442 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 2,181,073 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 132,730 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 The Bank of New York Mellon NA Ordinary 486,711 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 BNP Paribas NA Ordinary 2,809 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Citibank NA NA Ordinary 45,486 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Lombard Odier NA Ordinary 32,598 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 UBS AG NA Ordinary 133,573 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Nykredit Bank A.S NA Ordinary 4,118 Subsidiary of State
Street Corporation
State Street Global Advisors Limited (UK) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Istituto Centrale Delle Banche Popari Italiane NA Ordinary 21,312 Subsidiary of State
Street Corporation
State Street Global Advisors GmbH Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Bank of New York Mellon NA Ordinary 4,866 Subsidiary of State
Street Corporation

Information Classification: Limited Access

State Street Global Advisors GmbH Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 18,532 Subsidiary of State
Street Corporation
State Street Global Advisors GmbH Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 19,708 Subsidiary of State
Street Corporation
State Street Global Advisors GmbH Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 The Bank of New York Mellon NA Ordinary 18,074 Subsidiary of State
Street Corporation
State Street Global Advisors GmbH Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 BNP Paribas NA Ordinary 98,552 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Bank of New York Mellon NA Ordinary 320,183 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Northern Trust Company NA Ordinary 696,360 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 197,316 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 118,004 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 The Bank of New York Mellon NA Ordinary 49,741 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Kas Bank NV NA Ordinary 12,543 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Nykredit Bank A.S NA Ordinary 2,660 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 ABN AMRO Mellon NA Ordinary 112,323 Subsidiary of State
Street Corporation
State Street Global Advisors Ireland Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Credit Suisse AG NA Ordinary 16,074 Subsidiary of State
Street Corporation
SSgA Australia Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Northern Trust Company NA Ordinary 9,399,909 Subsidiary of State
Street Corporation
SSgA Australia Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 3,436,800 Subsidiary of State
Street Corporation
SSgA Australia Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 JPMorgan AG NA Ordinary 2,655,164 Subsidiary of State
Street Corporation
SSgA Australia Limited Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 BNP Paribas NA Ordinary 87,920 Subsidiary of State
Street Corporation
State Street Global Advisors Ltd. (Canada) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Northern Trust Company NA Ordinary 30,612 Subsidiary of State
Street Corporation
State Street Global Advisors Ltd. (Canada) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 48,603 Subsidiary of State
Street Corporation
State Street Global Advisors Ltd. (Canada) Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 CIBC Mellon NA Ordinary 34,179 Subsidiary of State
Street Corporation
SSgA Funds Management, Inc. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 State Street Bank and Trust Co NA Ordinary 1,025,729 Subsidiary of State
Street Corporation
SSgA Funds Management, Inc. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 The Bank of New York Mellon NA Ordinary 5,279 Subsidiary of State
Street Corporation
SSgA Funds Management, Inc. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Citibank NA NA Ordinary 25,763 Subsidiary of State
Street Corporation
SSgA Funds Management, Inc. Power to control the exercise of a right to vote
attached to securities and/or the power to dispose
of securities as investment manager or trustee		 Brown Brothers Harriman and Co NA Ordinary 15,046 Subsidiary of State
Street Corporation
State Street Bank and Trust Company Relevant interest under section 608(1) being the
holder of securities subject to an obligation to
return under a securities lending agreement. State
Street Bank and Trust Company has on-lent the
securities and retains a relevant interest		 Unknown State Street Bank and Trust Company Ordinary 132,619 Subsidiary of State
Street Corporation
State Street Bank and Trust Company Relevant interest under section 608(1) being the
holder of securities subject to an obligation to
return under a securities lending agreement. State
Street Bank and Trust Company has on-lent the
securities and retains a relevant interest		 Unknown State Street Bank and Trust Company Ordinary 19,025 Subsidiary of State
Street Corporation
State Street Bank and Trust Company Relevant interest under section 608(1) being the
holder of securities subject to an obligation to
return under a securities lending agreement. State
Street Bank and Trust Company has on-lent the
securities and retains a relevant interest		 Unknown State Street Bank and Trust Company Ordinary 170,000 Subsidiary of State
Street Corporation
State Street Bank and Trust Company Relevant interest under section 608(1) being the
holder of securities subject to an obligation to
return under a securities lending agreement. State
Street Bank and Trust Company has on-lent the
securities and retains a relevant interest		 Unknown State Street Bank and Trust Company Ordinary 1,007,956 Subsidiary of State
Street Corporation
State Street Bank and Trust Company Relevant interest under section 608(1) being the
holder of securities subject to an obligation to
return under a securities lending agreement. State
Street Bank and Trust Company has on-lent the
securities and retains a relevant interest		 Unknown State Street Bank and Trust Company Ordinary 715,941 Subsidiary of State
Street Corporation

Information Classification: Limited Access

Annexure B

This is Annexure B referred to in Form 603 Notice of initial substantial holder

Digitally signed by Elizabeth Schaefer Date: 2021.02.04 20:43:49 -05'00' ________ 04 February 2021 Elizabeth Schaefer Authorised Signatory

5. Consideration

Holder of relevant interest Date of Acquisition Nature of transaction Consideration Class and number of Securities affected Class and number of Securities affected
State Street Global Advisors(Japan)Co.,Ltd 20-Oct-2020 Purchase 16.18 Ordinary 29,586
State Street Global Advisors(Japan)Co.,Ltd 30-Nov-2020 Purchase 12.61 Ordinary 4,405
State Street Global Advisors(Japan)Co.,Ltd 03-Feb-2021 Purchase 12.51 Ordinary 141,000
State Street Global Advisors Australia Limited 14-Oct-2020 Purchase 16.19 Ordinary 14,371
State Street Global Advisors Australia Limited 28-Oct-2020 In Specie Contribution n/a Ordinary 1,224
State Street Global Advisors Australia Limited 16-Oct-2020 Purchase 15.98 Ordinary 5,161
State Street Global Advisors Australia Limited 12-Oct-2020 In Specie Contribution n/a Ordinary 650
State Street Global Advisors Australia Limited 19-Oct-2020 In Specie Contribution n/a Ordinary 83,249
State Street Global Advisors Australia Limited 02-Nov-2020 In Specie Contribution n/a Ordinary 6,200
State Street Global Advisors Australia Limited 20-Nov-2020 Purchase 14.03 Ordinary 283
State Street Global Advisors Australia Limited 17-Nov-2020 In Specie Contribution n/a Ordinary 57,042
State Street Gl~~oba~~l Adviso~~rs A~~ustralia Limited 11-Dec-2020 In Specie Contribution n/a Ordinary 658
State Street Global Advisors Australia Limited 08-Dec-2020 In Specie Contribution n/a Ordinary 12,420
State Street Global Advisors Australia Limited 04-Nov-2020 Purchase 15.29 Ordinary 9,887
State Street Global Advisors Australia Limited 04-Dec-2020 In Specie Contribution n/a Ordinary 17,388
State Street Global Advisors Australia Limited 01-Dec-2020 In Specie Contribution n/a Ordinary 301,084
State Street Global Advisors Australia Limited 11-Nov-2020 Purchase 14.33 Ordinary 13,933
State Street Global Advisors Australia Limited 18-Nov-2020 In Specie Contribution n/a Ordinary 287,124
State Street Global Advisors Australia Limited 12-Nov-2020 In Specie Contribution n/a Ordinary 22,686
State Street Global Advisors Australia Limited 03-Nov-2020 In Specie Contribution n/a Ordinary 3,270
State Street Global Advisors Australia Limited 16-Dec-2020 Purchase 12.19 Ordinary 160,703
State Street Global Advisors Australia Limited 16-Dec-2020 In Specie Contribution n/a Ordinary 658
State Street Global Advisors Australia Limited 18-Dec-2020 Purchase 12.84 Ordinary 73,869
State Street Global Advisors Australia Limited 21-Dec-2020 In Specie Contribution n/a Ordinary 32,284
State Street Global Advisors Australia Limited 29-Dec-2020 In Specie Contribution n/a Ordinary 1,225
State Street Global Advisors Australia Limited 29-Jan-2021 Purchase 12.85 Ordinary 28,996
State Street Global Advisors Australia Limited 29-Jan-2021 Purchase 12.85 Ordinary 81,559
State Street Global Advisors Australia Limited 28-Jan-2021 In Specie Contribution n/a Ordinary 328
State Street Global Advisors Inc 30-Oct-2020 Purchase 14.85 Ordinary 17,663
State Street Global Advisors Inc 30-Oct-2020 In Specie Contribution n/a Ordinary 31,796
State Street Global Advisors Inc 15-Oct-2020 In Specie Contribution n/a Ordinary 7,748
State Street Global Advisors Inc 21-Oct-2020 Purchase 16.19 Ordinary 10,311
State Street Global Advisors Inc 08-Oct-2020 Purchase 15.62 Ordinary 10,993
State Street Global Advisors Inc 28-Oct-2020 Purchase 15.78 Ordinary 13,788
State Street Global Advisors Inc 22-Oct-2020 Purchase 16.20 Ordinary 6,235
State Street Global Advisors Inc 13-Oct-2020 Purchase 16.00 Ordinary 7,085
State Street Global Advisors Inc 29-Oct-2020 Purchase 14.93 Ordinary 2,963
State Street Global Advisors Inc 06-Oct-2020 Purchase 14.25 Ordinary 3,595
State Street Global Advisors Inc 30-Nov-2020 Purchase 12.61 Ordinary 2,820
State Street Global Advisors Inc 02-Nov-2020 Purchase 14.97 Ordinary 1,194
State Street Global Advisors Inc 10-Dec-2020 Purchase 12.27 Ordinary 6,731
State Street Global Advisors Inc 10-Dec-2020 Purchase 12.27 Ordinary 11,951
State Street Global Advisors Inc 20-Nov-2020 Purchase 14.02 Ordinary 56,213
State Street Global Advisors Inc 17-Nov-2020 Purchase 14.68 Ordinary 45,300
State Street Global Advisors Inc 04-Dec-2020 Purchase 12.84 Ordinary 6,283
State Street Global Advisors Inc 16-Nov-2020 Purchase 15.20 Ordinary 4,147
State Street Global Advisors Inc 01-Dec-2020 Purchase 12.89 Ordinary 10,627
State Street Global Advisors Inc 11-Nov-2020 Purchase 14.45 Ordinary 324
State Street Global Advisors Inc 11-Nov-2020 In Specie Contribution n/a Ordinary 24,900
State Street Global Advisors Inc 09-Dec-2020 Purchase 13.00 Ordinary 20,650
State Street Global Advisors Inc 10-Nov-2020 Purchase 14.91 Ordinary 8,045
State Street Global Advisors Inc 19-Nov-2020 Purchase 14.11 Ordinary 759
State Street Global Advisors Inc 19-Nov-2020 In Specie Contribution n/a Ordinary 394
State Street Global Advisors Inc 05-Nov-2020 In Specie Contribution n/a Ordinary 2,270
State Street Global Advisors Inc 03-Nov-2020 Purchase 15.32 Ordinary 1,191
State Street Global Advisors Inc 16-Dec-2020 Purchase 12.19 Ordinary 1,236
State Street Global Advisors Inc 18-Dec-2020 Purchase 12.84 Ordinary 98,308
State Street Global Advisors Inc 18-Dec-2020 Purchase 12.87 Ordinary 128,036
State Street Global Advisors Inc 21-Dec-2020 Purchase 12.92 Ordinary 3,338
State Street Global Advisors Inc 22-Dec-2020 In Specie Contribution n/a Ordinary 15,982
State Street Global Advisors Inc 31-Dec-2020 Purchase 12.69 Ordinary 3,833
State Street Global Advisors Inc 04-Jan-2021 In Specie Contribution n/a Ordinary 9,210
State Street Global Advisors Inc 05-Jan-2021 In Specie Contribution n/a Ordinary 53,907
State Street Global Advisors Inc 29-Dec-2020 Purchase 12.50 Ordinary 1,485
State Street Global Advisors Inc 29-Dec-2020 In Specie Contribution n/a Ordinary 784
State Street Global Advisors Inc 07-Jan-2021 Purchase 13.31 Ordinary 296
State Street Global Advisors Inc 08-Jan-2021 Purchase 13.18 Ordinary 25,408
State Street Global Advisors Inc 08-Jan-2021 Purchase 13.17 Ordinary 2,352
State Street Global Advisors Inc 14-Jan-2021 In Specie Contribution n/a Ordinary 2,043
State Street Global Advisors Inc 19-Jan-2021 Purchase 13.30 Ordinary 16,085
State Street Global Advisors Inc 21-Jan-2021 Purchase 13.62 Ordinary 39,235
State Street Global Advisors Inc 27-Jan-2021 In Specie Contribution n/a Ordinary 10,215
State Street Global Advisors Inc 24-Nov-2020 Purchase 13.01 Ordinary 764
State Street Global Advisors Inc 24-Nov-2020 Purchase 13.01 Ordinary 1,070
State Street Global Advisors Inc 09-Nov-2020 Purchase 16.80 Ordinary 4,484
State Street Global Advisors Inc 03-Feb-2021 Purchase 12.51 Ordinary 4,142
State Street Global Advisors Inc 03-Feb-2021 Purchase 12.49 Ordinary 1,935
State Street Global Advisors Inc 29-Jan-2021 Purchase 12.85 Ordinary 7,693
State Street Global Advisors Inc 18-Jan-2021 In Specie Contribution n/a Ordinary 17,536
State Street Global Advisors Inc 28-Jan-2021 Purchase 12.74 Ordinary 5,950
State Street Global Advisors Inc 28-Jan-2021 In Specie Contribution n/a Ordinary 1,816
State Street Global Advisors Limited 30-Oct-2020 Purchase 14.85 Ordinary 12,196
State Street Global Advisors Limited 14-Oct-2020 Purchase 16.19 Ordinary 7,178
State Street Global Advisors Limited 22-Oct-2020 Purchase 16.20 Ordinary 964
State Street Global Advisors Limited 27-Oct-2020 Purchase 15.35 Ordinary 32,630
State Street Global Advisors Limited 25-Nov-2020 Purchase 12.52 Ordinary 1,634
State Street Global Advisors Limited 30-Nov-2020 Purchase 12.61 Ordinary 26,429
State Street Global Advisors Limited 17-Nov-2020 Purchase 15.08 Ordinary 21,377
State Street Global Advisors Limited 11-Dec-2020 Purchase 12.39 Ordinary 3,252
State Street Global Advisors Limited 11-Dec-2020 In Specie Contribution n/a Ordinary 7,350
State Street Global Advisors Limited 23-Nov-2020 Purchase 13.96 Ordinary 1,634

Information Classification: Limited Access

State Street Global Advisors Limited 08-Dec-2020 Purchase 13.03 Ordinary 3,528
State Street Global Advisors Limited 04-Dec-2020 Purchase 12.84 Ordinary 13,946
State Street Global Advisors Limited 16-Nov-2020 Purchase 15.16 Ordinary 5,447
State Street Global Advisors Limited 01-Dec-2020 Purchase 12.86 Ordinary 2,643
State Street Global Advisors Limited 11-Nov-2020 Purchase 14.33 Ordinary 360
State Street Global Advisors Limited 10-Nov-2020 Purchase 14.91 Ordinary 817
State Street Global Advisors Limited 12-Nov-2020 Purchase 14.10 Ordinary 180
State Street Global Advisors Limited 17-Dec-2020 Purchase 12.57 Ordinary 1,181
State Street Global Advisors Limited 18-Dec-2020 Purchase 12.84 Ordinary 25,411
State Street Global Advisors Limited 18-Dec-2020 Purchase 12.87 Ordinary 22,450
State Street Global Advisors Limited 21-Dec-2020 Purchase 12.93 Ordinary 180
State Street Global Advisors Limited 31-Dec-2020 Purchase 12.69 Ordinary 1,729
State Street Global Advisors Limited 06-Jan-2021 Purchase 13.44 Ordinary 1,208
State Street Global Advisors Limited 12-Jan-2021 Purchase 12.80 Ordinary 180
State Street Global Advisors Limited 13-Jan-2021 Purchase 13.06 Ordinary 3,473
State Street Global Advisors Limited 15-Jan-2021 Purchase 12.72 Ordinary 1,642
State Street Global Advisors Limited 19-Jan-2021 Purchase 13.30 Ordinary 6,582
State Street Global Advisors Limited 20-Jan-2021 Purchase 13.41 Ordinary 10,634
State Street Global Advisors Limited 22-Jan-2021 Purchase 13.43 Ordinary 1,642
State Street Global Advisors Limited 27-Jan-2021 Purchase 13.26 Ordinary 21,441
State Street Global Advisors Limited 24-Dec-2020 Purchase 12.49 Ordinary 21,269
State Street Global Advisors Limited 03-Feb-2021 Purchase 12.51 Ordinary 36,681
State Street Global Advisors Limited 03-Feb-2021 Purchase 12.49 Ordinary 51,456
State Street Global Advisors Limited 03-Feb-2021 Purchase 12.49 Ordinary 6,603
State Street Global Advisors Limited 28-Jan-2021 Purchase 12.74 Ordinary 821
State Street Global Advisors Limited 02-Feb-2021 Purchase 13.06 Ordinary 360
State Street Global Advisors Ireland Limited 17-Nov-2020 Purchase 14.45 Ordinary 37,864
State Street Global Advisors Ireland Limited 03-Feb-2021 Purchase 12.49 Ordinary 16,637
State Street Bank and Trust Company 05-Nov-20 Return of securities under a
securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D
n/a		 Ordinary (5,000)
State Street Bank and Trust Company 11-Nov-20 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 8,400
State Street Bank and Trust Company 13-Nov-20 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 20,700
State Street Bank and Trust Company 18-Nov-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 21,200
State Street Bank and Trust Company 20-Nov-2020 Return of securities under a
securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D
n/a		 Ordinary (16,000)
State Street Bank and Trust Company 30-Nov-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 24,100
State Street Bank and Trust Company 08-Dec-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 17,700
State Street Bank and Trust Company 09-Dec-2020 Return ofsecurities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary (4,812)
State Street Bank and Trust Company 11-Dec-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 15,400
State Street Bank and Trust Company 14-Dec-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 14,700
State Street Bank and Trust Company 15-Dec-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 25,000
State Street Bank and Trust Company 17-Dec-2020 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 14,600

Information Classification: Limited Access

State Street Bank and Trust Company 23-Dec-2020 Return of securities under a
securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D
n/a		 Ordinary (30,288)
State Street Bank and Trust Company 27-Jan-2021 Borrowing securities under
a securities loan from THE
BANK OF NEW YORK
MELLON – Refer Part A of
Annexure D		 n/a Ordinary 21,119
State Street Bank and Trust Company 02-Nov-2020 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 693
State Street Bank and Trust Company 18-Nov-2020 Return of securities under a
securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D

n/a		 Ordinary (246)
State Street Bank and Trust Company 19-Nov-2020 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 700
State Street Bank and Trust Company 29-Dec-2020 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 14,044
State Street Bank and Trust Company 07-Jan-2021 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 1,210
State Street Bank and Trust Company 29-Jan-2021 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 915
State Street Bank and Trust Company 01-Feb-2021 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 400
State Street Bank and Trust Company 02-Feb-2021 Borrowing securities under
a securities loan from
JPMorgan Chase Bank NA –
Refer Part A of Annexure D		 n/a Ordinary 500
State Street Bank and Trust Company 12-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D		 n/a Ordinary 7,400
State Street Bank and Trust Company 27-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D		 n/a Ordinary 23,900
State Street Bank and Trust Company 07-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D		 n/a Ordinary 21,900
State Street Bank and Trust Company 14-Dec-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D
n/a		 Ordinary (900)
State Street Bank and Trust Company 29-Dec-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D
n/a		 Ordinary (16,000)
State Street Bank and Trust Company 14-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D		 n/a Ordinary 39,000

Information Classification: Limited Access

State Street Bank and Trust Company 15-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D		 n/a Ordinary 43,100
State Street Bank and Trust Company 19-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company – Refer Part A of
Annexure D		 n/a Ordinary 43,000
State Street Bank and Trust Company 13-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D

n/a		 Ordinary (132,600)
State Street Bank and Trust Company 09-Nov-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D

n/a		 Ordinary (128,800)
State Street Bank and Trust Company 10-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 10,600
State Street Bank and Trust Company 12-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 19,900
State Street Bank and Trust Company 16-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 20,700
State Street Bank and Trust Company 17-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 22,900
State Street Bank and Trust Company 19-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 24,156
State Street Bank and Trust Company 24-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 40,100
State Street Bank and Trust Company 25-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 15,800
State Street Bank and Trust Company 27-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 37,800

Information Classification: Limited Access

State Street Bank and Trust Company 30-Nov-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 24,100
State Street Bank and Trust Company 01-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 23,400
State Street Bank and Trust Company 02-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 800
State Street Bank and Trust Company 03-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 19,400
State Street Bank and Trust Company 04-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 10,000
State Street Bank and Trust Company 07-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 26,712
State Street Bank and Trust Company 08-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 12,888
State Street Bank and Trust Company 09-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 18,000
State Street Bank and Trust Company 10-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 18,900
State Street Bank and Trust Company 11-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 15,400
State Street Bank and Trust Company 14-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 13,800
State Street Bank and Trust Company 15-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 25,000

Information Classification: Limited Access

State Street Bank and Trust Company 17-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 14,824
State Street Bank and Trust Company 18-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 5,776
State Street Bank and Trust Company 21-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 8,900
State Street Bank and Trust Company 22-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 12,800
State Street Bank and Trust Company 23-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 42,300
State Street Bank and Trust Company 24-Dec-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 19,300
State Street Bank and Trust Company 07-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 10,700
State Street Bank and Trust Company 12-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 15,400
State Street Bank and Trust Company 14-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 39,000
State Street Bank and Trust Company 15-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 129,300
State Street Bank and Trust Company 18-Jan-2021 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D

n/a		 Ordinary (86,200)
State Street Bank and Trust Company 19-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 43,000

Information Classification: Limited Access

State Street Bank and Trust Company 27-Jan-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 347,800
State Street Bank and Trust Company 01-Feb-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 400
State Street Bank and Trust Company 02-Feb-2021 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Boston Branch –
Refer Part A of Annexure D
n/a		 Ordinary 500
State Street Bank and Trust Company 19-Nov-2020 Return of securities under a
securities loan from EC
EXCLUSIVE EK0997 – Refer
Part A of Annexure D
n/a		 Ordinary (5,200)
State Street Bank and Trust Company 09-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 132,600
State Street Bank and Trust Company 15-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 34,962
State Street Bank and Trust Company 16-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 17,234
State Street Bank and Trust Company 19-Oct-2020 Return of securities under a
securities loan from STATE
STREET AGENCY UST –
Refer Part A of Annexure D
n/a		 Ordinary (367)
State Street Bank and Trust Company 20-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 4,600
State Street Bank and Trust Company 21-Oct-2020 Return of securities under a
securities loan from STATE
STREET AGENCY UST –
Refer Part A of Annexure D
n/a		 Ordinary (4,991)
State Street Bank and Trust Company 23-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 11,500
State Street Bank and Trust Company 26-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 3,400

Information Classification: Limited Access

State Street Bank and Trust Company 27-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 6,000
State Street Bank and Trust Company 28-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 9,603
State Street Bank and Trust Company 29-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 10,800
State Street Bank and Trust Company 30-Oct-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 19,225
State Street Bank and Trust Company 03-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 13,100
State Street Bank and Trust Company 05-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 17,500
State Street Bank and Trust Company 10-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 5,300
State Street Bank and Trust Company 11-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 3,274
State Street Bank and Trust Company 17-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 22,900
State Street Bank and Trust Company 19-Nov-2020 Return of securities under a
securities loan from STATE
STREET AGENCY UST –
Refer Part A of Annexure D
n/a		 Ordinary (18,905)
State Street Bank and Trust Company 20-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 22,200
State Street Bank and Trust Company 23-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 17,700

Information Classification: Limited Access

State Street Bank and Trust Company 24-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 22,400
State Street Bank and Trust Company 25-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 15,800
State Street Bank and Trust Company 26-Nov-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 13,900
State Street Bank and Trust Company 01-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 11,700
State Street Bank and Trust Company 02-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 12,500
State Street Bank and Trust Company 03-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 19,400
State Street Bank and Trust Company 04-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 15,100
State Street Bank and Trust Company 09-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 18,000
State Street Bank and Trust Company 10-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 18,900
State Street Bank and Trust Company 17-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 6,000
State Street Bank and Trust Company 21-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 8,900
State Street Bank and Trust Company 22-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 12,800

Information Classification: Limited Access

State Street Bank and Trust Company 23-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 74,544
State Street Bank and Trust Company 24-Dec-2020 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 19,300
State Street Bank and Trust Company 06-Jan-2021 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 21,919
State Street Bank and Trust Company 12-Jan-2021 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 15,400
State Street Bank and Trust Company 25-Jan-2021 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 49,724
State Street Bank and Trust Company 27-Jan-2021 Borrowing securities under
a securities loan from
STATE STREET AGENCY UST
– Refer Part A of Annexure
D		 n/a Ordinary 19,781
State Street Bank and Trust Company 20-Oct-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D		 n/a Ordinary 5,000
State Street Bank and Trust Company 21-Oct-2020 Borrowing securities under
a securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D		 n/a Ordinary 4,800
State Street Bank and Trust Company 23-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (11,500)
State Street Bank and Trust Company 26-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (3,400)
State Street Bank and Trust Company 27-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (6,000)
State Street Bank and Trust Company 28-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (9,000)

Information Classification: Limited Access

State Street Bank and Trust Company 29-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (10,800)
State Street Bank and Trust Company 30-Oct-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (15,000)
State Street Bank and Trust Company 02-Nov-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (5,800)
State Street Bank and Trust Company 03-Nov-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (13,100)
State Street Bank and Trust Company 05-Nov-2020 Return of securities under a
securities loan from State
Street Bank and Trust
Company - Toronto Branch
– Refer Part A of Annexure
D
n/a		 Ordinary (5,600)
State Street Bank and Trust Company 13-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (132,600)
State Street Bank and Trust Company 19-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (59,100)
State Street Bank and Trust Company 20-Oct-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 5,000
State Street Bank and Trust Company 21-Oct-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 4,800
State Street Bank and Trust Company 23-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (11,500)
State Street Bank and Trust Company 26-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (3,400)
State Street Bank and Trust Company 27-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (6,000)

Information Classification: Limited Access

State Street Bank and Trust Company 28-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (9,000)
State Street Bank and Trust Company 29-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (10,800)
State Street Bank and Trust Company 30-Oct-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (15,000)
State Street Bank and Trust Company 02-Nov-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (5,800)
State Street Bank and Trust Company 03-Nov-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (13,100)
State Street Bank and Trust Company 05-Nov-2020 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (5,600)
State Street Bank and Trust Company 09-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 700
State Street Bank and Trust Company 10-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 10,600
State Street Bank and Trust Company 12-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 19,900
State Street Bank and Trust Company 16-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 20,700
State Street Bank and Trust Company 17-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 22,900
State Street Bank and Trust Company 19-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 24,156

Information Classification: Limited Access

State Street Bank and Trust Company 24-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 40,100
State Street Bank and Trust Company 25-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 15,800
State Street Bank and Trust Company 27-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 37,800
State Street Bank and Trust Company 30-Nov-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 24,100
State Street Bank and Trust Company 01-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 23,400
State Street Bank and Trust Company 02-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 800
State Street Bank and Trust Company 03-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 19,400
State Street Bank and Trust Company 04-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 10,000
State Street Bank and Trust Company 07-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 26,712
State Street Bank and Trust Company 08-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 12,888
State Street Bank and Trust Company 09-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 18,000
State Street Bank and Trust Company 10-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 18,900

Information Classification: Limited Access

State Street Bank and Trust Company 11-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 15,400
State Street Bank and Trust Company 14-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 13,800
State Street Bank and Trust Company 15-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 25,000
State Street Bank and Trust Company 17-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 14,824
State Street Bank and Trust Company 18-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 5,776
State Street Bank and Trust Company 21-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 8,900
State Street Bank and Trust Company 22-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 12,800
State Street Bank and Trust Company 23-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 42,300
State Street Bank and Trust Company 24-Dec-2020 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 19,300
State Street Bank and Trust Company 07-Jan-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 10,700
State Street Bank and Trust Company 12-Jan-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 15,400
State Street Bank and Trust Company 14-Jan-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 39,000

Information Classification: Limited Access

State Street Bank and Trust Company 15-Jan-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 129,300
State Street Bank and Trust Company 18-Jan-2021 Return of securities under
a securities loan by State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary (86,200)
State Street Bank and Trust Company 19-Jan-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 43,000
State Street Bank and Trust Company 27-Jan-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 347,800
State Street Bank and Trust Company 01-Feb-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 400
State Street Bank and Trust Company 02-Feb-2021 Lending securities under a
securities loan to State
Street Bank and Trust
Company – Refer Part B of
Annexure D		 n/a Ordinary 500
State Street Bank and Trust Company 28-Oct-2020 Lending securities under a
securities loan to AQR
FUNDS AQR RISK PARITY
FUND – Refer Part B of
Annexure D		 n/a Ordinary 603
State Street Bank and Trust Company 11-Nov-2020 Lending securities under a
securities loan to AQR
FUNDS AQR RISK PARITY
FUND – Refer Part B of
Annexure D		 n/a Ordinary 972
State Street Bank and Trust Company 07-Jan-2021 Lending securities under a
securities loan to AQR
FUNDS AQR RISK PARITY
FUND – Refer Part B of
Annexure D		 n/a Ordinary 1,210
State Street Bank and Trust Company 25-Jan-2021 Lending securities under a
securities loan to AQR
FUNDS AQR RISK PARITY
FUND – Refer Part B of
Annexure D		 n/a Ordinary 8,024
State Street Bank and Trust Company 02-Nov-2020 Lending securities under a
securities loan to CATHOLIC
ENDOWMENT FUND LP –
Refer Part B of Annexure D
n/a		 Ordinary 1,502
State Street Bank and Trust Company 04-Dec-2020 Lending securities under a
securities loan to CATHOLIC
ENDOWMENT FUND LP –
Refer Part B of Annexure D
n/a		 Ordinary 288

Information Classification: Limited Access

State Street Bank and Trust Company 16-Oct-2020 Lending securities under a
securities loan to AQR
FUNDS AQR ALTERNATIVE
RISK PREMIA FUND – Refer
Part B of Annexure D		 n/a Ordinary 6,667
State Street Bank and Trust Company 29-Jan-2021 Lending securities under a
securities loan to CIS
GLOBAL EQUITY FUND LP –
Refer Part B of Annexure D		 n/a Ordinary 915
State Street Bank and Trust Company 13-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 8,600
State Street Bank and Trust Company 14-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 6,100
State Street Bank and Trust Company 15-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 17,100
State Street Bank and Trust Company 16-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 8,100
State Street Bank and Trust Company 19-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 9,600
State Street Bank and Trust Company 20-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 4,600
State Street Bank and Trust Company 21-Oct-2020 Return of securities under
a securities loan by OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary (4,800)
State Street Bank and Trust Company 23-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 11,500
State Street Bank and Trust Company 26-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 3,400
State Street Bank and Trust Company 27-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 6,000

Information Classification: Limited Access

State Street Bank and Trust Company 28-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 9,000
State Street Bank and Trust Company 29-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 10,800
State Street Bank and Trust Company 30-Oct-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 15,000
State Street Bank and Trust Company 02-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 5,800
State Street Bank and Trust Company 03-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 13,100
State Street Bank and Trust Company 05-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 5,600
State Street Bank and Trust Company 06-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 6,900
State Street Bank and Trust Company 10-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 5,300
State Street Bank and Trust Company 11-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 9,200
State Street Bank and Trust Company 12-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 16,000
State Street Bank and Trust Company 13-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 20,700
State Street Bank and Trust Company 17-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 22,900

Information Classification: Limited Access

State Street Bank and Trust Company 18-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 1,256
State Street Bank and Trust Company 19-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 700
State Street Bank and Trust Company 20-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 22,200
State Street Bank and Trust Company 23-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 17,700
State Street Bank and Trust Company 24-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 22,400
State Street Bank and Trust Company 25-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 15,800
State Street Bank and Trust Company 26-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 13,900
State Street Bank and Trust Company 27-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 23,900
State Street Bank and Trust Company 30-Nov-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 24,100
State Street Bank and Trust Company 01-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 11,700
State Street Bank and Trust Company 02-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 12,500
State Street Bank and Trust Company 03-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 19,400

Information Classification: Limited Access

State Street Bank and Trust Company 04-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 10,000
State Street Bank and Trust Company 07-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 21,900
State Street Bank and Trust Company 08-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 17,700
State Street Bank and Trust Company 09-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 18,000
State Street Bank and Trust Company 10-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 18,900
State Street Bank and Trust Company 11-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 15,400
State Street Bank and Trust Company 14-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 20,300
State Street Bank and Trust Company 15-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 18,500
State Street Bank and Trust Company 17-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 20,600
State Street Bank and Trust Company 21-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 8,900
State Street Bank and Trust Company 22-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 12,800
State Street Bank and Trust Company 23-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 42,300

Information Classification: Limited Access

State Street Bank and Trust Company 24-Dec-2020 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 19,300
State Street Bank and Trust Company 06-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 10,700
State Street Bank and Trust Company 12-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 15,400
State Street Bank and Trust Company 14-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 39,000
State Street Bank and Trust Company 15-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 43,100
State Street Bank and Trust Company 19-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 43,000
State Street Bank and Trust Company 25-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 41,700
State Street Bank and Trust Company 27-Jan-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 40,900
State Street Bank and Trust Company 01-Feb-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 400
State Street Bank and Trust Company 02-Feb-2021 Lending securities under a
securities loan to OMERS
Administration Corporation
– Refer Part B of Annexure
D		 n/a Ordinary 500
State Street Bank and Trust Company 08-Oct-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 4,317

Information Classification: Limited Access

State Street Bank and Trust Company 13-Oct-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (4,431)
State Street Bank and Trust Company 14-Oct-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (10)
State Street Bank and Trust Company 15-Oct-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 2,727
State Street Bank and Trust Company 19-Oct-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (1,904)
State Street Bank and Trust Company 23-Oct-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (863)
State Street Bank and Trust Company 26-Oct-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 15,568
State Street Bank and Trust Company 27-Oct-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (503)
State Street Bank and Trust Company 28-Oct-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 1,943
State Street Bank and Trust Company 29-Oct-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (2,535)

Information Classification: Limited Access

State Street Bank and Trust Company 30-Oct-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 2,147
State Street Bank and Trust Company 02-Nov-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 1,328
State Street Bank and Trust Company 03-Nov-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (491)
State Street Bank and Trust Company 09-Nov-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (15,345)
State Street Bank and Trust Company 10-Nov-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (925)
State Street Bank and Trust Company 13-Nov-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 14,513
State Street Bank and Trust Company 17-Nov-2020 Releasing a pledge over
securities provided to
secure a securities loan to
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED] – Refer Part C of
Annexure D		 n/a Ordinary (9,540)
State Street Bank and Trust Company 18-Nov-2020 Taking a pledge over
securities to secure a
securities loan from
ARROWSTREET WORLD
SMALL CAP EQUITY ALPHA
EXTENSION FUND CAYMAN
LIMITED – Refer Part C of
Annexure D		 n/a Ordinary 16,953

Information Classification: Limited Access

Annexure C

This is Annexure C referred to in Form 603 Notice of initial substantial holder

Digitally signed by Elizabeth Schaefer Date: 2021.02.04 20:45:06 -05'00' _________ 04 February 2021 Elizabeth Schaefer Authorised Signatory 7. Addresses

Name Address
State Street Global Advisors(Japan)Co.,Ltd Toranomon Hills Mori Tower,1-23-1 Toranomon,Minato-ku,Tokyo,105-6325 Japan
State Street Global Advisors Limited(UK) 20 Churchill Place,CanaryWharf,London,England,E14 5HJ,United Kingdom
State Street Global Advisors Ireland Limited 78 Sir John Rogerson’sQuay,Dublin 2,Ireland
SSgA Australia Limited Level 17,420 George Street Sydney,NSW 2000 Australia
State Street Global Advisors Ltd.(Canada) 770 Sherbrooke Street West,Suite 1100,MontrealQC H3A 1G1,Canada
State Street Global Advisors Inc Channel Center,One Iron Street,Boston,MA 02210,USA
SSgA Funds Management,Inc. 1 Lincoln Street,Boston,MA 02111-2900
State Street Global Advisors Trust Company 1 Lincoln Street,Boston,MA 02111-2900
State Street Global AdvisorsAsia Ltd. 68th Floor,Two International Finance Centre,8 Finance Street,Central,HongKong,China
State Street Global Advisors GmbH Brienner Strasse 59,München,Germany80333
State Street Bank and Trust Company Level 14,420 George Street,Sydney,NSW 2000,Australia

Information Classification: Limited Access

This is Annexure D referred to in Form 603 Notice of initial substantial
holder
_________ 04 February 2021
Elizabeth Schaefer
Authorised Signatory
Annexure D
Digitally signed by
Elizabeth Schaefer
Date: 2021.02.04
20:45:34 -05'00'		 This is Annexure D referred to in Form 603 Notice of initial substantial
holder
_________ 04 February 2021
Elizabeth Schaefer
Authorised Signatory
Annexure D
Digitally signed by
Elizabeth Schaefer
Date: 2021.02.04
20:45:34 -05'00'
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the
Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company,
responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending
agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per Part B of this
Annexure.)
Type of agreement Global Master Securities Lending Agreement/Master Securities Loan Agreement/Securities Loan Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2) The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes (if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of
this Annexure)
(2) No, not during term of securities loan
If yes, in what circumstances (1) Only if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of
this Annexure
(2) n/a
Transfer date The dates on which the securities were delivered to State Street Bank and Trust Company as borrower are set out in
Annexure B to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the
scheduled return date)?		 No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving
notice
Ifyes,in what circumstances Lender can require return of securities or equivalent securities at anytime subject togivingnotice
Are there any circumstances in which the borrower is not required to
return securities or equivalent securities on settlement?		 No
Ifyes,detail anyexceptions n/a

Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities or equivalent securities.

Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest
through the right to recall the securities or equivalent securities.		 Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest
through the right to recall the securities or equivalent securities.
Type of agreement Global Master Securities LendingAgreement/Master Securities Loan Agreement
Parties to agreement (1) State Street Bank and Trust Company
(2) The entityreferred to in the relevantpart of Annexure B to this notice
Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the lender recalls the loan and exercises its right to become the registered holder
(2) Yes (while registered holder)
If yes, in what circumstances (1) Only if the lender recalls the loan and exercises its right to become the registered holder
(2) Borrower may exercise voting rights (while registered holder)
Transfer date The dates on which the securities were delivered to the borrower are set out in Annexure B to this notice
Scheduled return date No scheduled return date
Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice
Ifyes,in what circumstances Borrower can return securities or equivalent securities at anytime subject togivingnotice
Does the lender have the right to recall the securities early (ie before the
scheduled return date)?		 No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving
notice
Ifyes,in what circumstances Lender can require return of securities or equivalent securities at anytime subject togivingnotice
Are there any circumstances in which the borrower is not required to
return securities or equivalent securities on settlement?		 No
Ifyes,detail anyexceptions n/a

Part C: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“pledge”) over the securities as collateral to secure a securities loan. (See Part B of this Annexure for securities loan details.)

Global Master Securities Lending Agreement Type of agreement Security Agreement: the pro forma security agreement governing the pledge is attached to this notice (1) State Street Bank and Trust Company Parties to agreement (2) The entity referred to in the relevant part of Annexure B to this notice (1) Yes, but only if the borrower defaults and pledge is enforced Can the parties exercise voting rights attaching to the securities? (2) Yes

Information Classification: Limited Access

If yes, in what circumstances (1) Only if the borrower defaults and pledge is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
Pledge date The dates on which the securities werepledged,as indicated in Annexure B to this notice
Scheduled release date No scheduled release date. Securities are released frompledge on termination of related securities loan
Does the borrower have the right to have the securities released early? No scheduled release date. Securities are released from pledge on termination of related securities loan or the
provision of alternative collateral
If yes, in what circumstances At any time subject to returning the borrowed securities or equivalent securities or providing alternative collateral
Are there any circumstances in which the lender is not required to release
thepledged securities on settlement?		 No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, detail any exceptions n/a (lender must release pledged securities if the borrower returns the borrowed securities or equivalent securities)

Information Classification: Limited Access

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