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NORMA Group SE

Quarterly Report Nov 7, 2018

311_10-q_2018-11-07_67281718-7c4f-4774-97a0-759f0883fc51.pdf

Quarterly Report

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INTERIM STATEMENT

THIRD QUARTER

Overview of Key Figures

INTERIM STATEMENT
THIRD QUARTER 2018
Order situation
2 Overview of
Key Figures
4 Highlights Income statement
Q1

Q3 2018
6 Course of Business
and Significant
Developments
7 Consolidated
Statement of
Comprehensive
Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint
Q3 20181 Q3 20171 Q1–Q3
20181
Q1–Q3
20171
Order situation
Order book (Sep 30) EUR millions 358.7 322.7
Income statement
Revenue EUR millions 268.1 244.4 817.1 763.4
Adjusted gross profit EUR millions 158.0 144.2 479.2 454.2
Adjusted EBITA EUR millions 42.8 42.7 130.5 134.4
Adjusted EBITA margin % 16.0 17.5 16.0 17.6
EBITA EUR millions 41.0 39.9 126.4 128.8
EBITA margin % 15.3 16.3 15.5 16.9
Adjusted profit for the period EUR millions 26.5 24.4 83.4 80.2
Adjusted EPS EUR 0.83 0.77 2.61 2.51
Profit for the period EUR millions 21.0 19.1 68.9 66.1
EPS EUR 0.66 0.60 2.16 2.07
Cash flow
Operating cash flow EUR millions 30.3 34.0 57.5 76.2
Net operating cash flow EUR millions 23.0 31.5 39.4 72.0
Cash flow from investing activities EUR millions –84.1 –12.5 –114.1 –57.1
Cash flow from financing activities EUR millions –39.0 –8.8 23.8 –37.8
Q1
–Q3 20181
Q1
–Q3 20171
Non-financial control parameters
Number of invention applications 28 25
Defective parts per million (PPM) 7 17
Quality-related customer complaints per month 7 9

Share data

IPO April 2011
Stock exchange Frankfurt Stock Exchange, Xetra
Market segment Regulated Market
(Prime Standard), MDAX
ISIN DE000A1H8BV3
Security identification number A1H8BV
Ticker symbol NOEJ
Highest price Q1-Q3 20182 EUR 70.15
Lowest price Q1-Q3 20182 EUR 51.45
Closing price as of Sep 30, 20182 EUR 55.05
Market capitalization as of Sep 30, 20182 EUR millions 1,754.0
Number of shares 31,862,400

1_Adjustments are described on PAGE 8. 2_Xetra price

Sep 30,
2018
Dec 31,
2017
Balance sheet
Total assets EUR millions 1,434.5 1,312.0
Equity EUR millions 574.8 534.3
Equity ratio % 40.1 40.7
Net debt EUR millions 457.8 344.9
Employees
Core workforce 6,925 6.115

Contents

INTERIM STATEMENT THIRD QUARTER 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint
Overview of Key Figures 2
Highlights Q1–Q3 2018 4
Course of Business and Significant Developments 6
Consolidated Statement of Comprehensive Income 7
Adjustments 8
Notes to the Sales and Earnings Development 9
Consolidated Statement of Financial Position 12
Notes to the Financial and Asset Position 13
Consolidated Statement of Cash Flows 16
Notes to the Consolidated Statement of Cash Flows 17
Segment Reporting 18
Notes to Segment Development 19
Forecast Report 20
Financial Calendar, Contact, Imprint 21

Highlights Q1 – Q3 20181

DEVELOPMENT OF SALES Q1 – Q3 2018

IN EUR MILIONS

INTERIM STATEMENT THIRD QUARTER 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

DISTRIBUTION OF SALES BY SALES CHANNELS

IN %, PREVIOUS YEAR IN BRACKETS

EFFECTS ON GROUP SALES

in EUR millions Share in %
Sales Q1–Q3 2017 763.4
Organic growth 74.2 9.7
Acquisitions 10.4 1.4
Currency effects
31.0

4.1
Sales Q1
–Q3 2018
817.1 7.0

DEVELOPMENT OF SALES CHANNELS

EJT DS
Q1–Q3
2018
Q1–Q3
2017
Q1–Q3
2018
Q1
–Q3
2017
Group sales (in EUR millions) 517.9 472.6 295.1 286.2
Growth (in %) 9.6 3.1
Share of sales (in %) 63.7 62.3 36.3 37.7

ADJUSTED COSTS OF MATERIALS AND COST OF MATERIALS RATIO 1 ADJUSTED GROSS PROFIT AND GROSS PROFIT MARGIN ¹

4 NORMA Group SE – INTERIM STATEMENT Q3 2018

2_Related to sales

ADJUSTED PERSONNEL EXPENSES AND PERSONNEL COST RATIO ¹

INTERIM STATEMENT THIRD QUARTER 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

ADJUSTED EBITA AND ADJUSTED EBITA MARGIN ¹ CORE WORKFORCE BY SEGMENT

ADJUSTED OTHER OPERATING INCOME AND EXPENSES AS WELL AS IN RELATION TO SALES¹

NET OPERATING CASH FLOW

IN EUR MILLIONS Q1–Q3
2018
Q1–Q3
2017
Adjusted EBITDA 151.0 152.9
Change in working capital –67.2 –50.0
Investments from operating business –44.4 –31.0
Net operating cash flow 39.4 72.0

1_Adjustments are described on PAGE 8.

2_Related to sales

Course of Business and Significant Developments

INTERIM STATEMENT THIRD QUARTER 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

NORMA Group's sales growth for the period from January to September 2018 amounted to 7.0% (organic: 9.7%) with sales revenues of EUR 817.1 million (Q1–Q3 2017: EUR 763.4 million) and therefore developed in line with the forecast for fiscal year 2018 as a whole, which had been raised in May 2018 (around 5% to 8%, targeting the upper end of the range).

At 16.0%, the adjusted EBITA margin in the reporting period was at the lower end of the 16% to 17% forecast adjusted in July. This resulted primarily from the tense situation on the international raw material markets. Higher prices for stainless steel and alloy surcharges, force majeure with respect to key plastic components and US customs duties on steel had a negative impact on NORMA Group's cost of materials ratio. The increasing material shortage on the raw materials markets and strong growth in sales also temporarily led to special variable costs in purchasing, production and logistics.

The Management Board continues to adhere to its revised forecast for the Group last published in July 2018. FORECAST REPORT, P. 20

Acquisition of Kimplas Piping Systems Ltd.

NORMA Group successfully concluded the acquisition of 100% of the shares of the water specialist Kimplas Piping Systems Ltd. ('Kimplas') on July 5, 2018. Kimplas, based in Nashik in the West Indian state of Maharashtra, has been developing and producing molded parts using injection molding and other methods since 1996. Its product portfolio includes compression fittings, sprinklers and droppers, valves, filters and electrofusion fittings such as tapping tees for gas and water pipes. Kimplas's certified products are used for safe, leak-free drinking water and gas supply in rural and urban areas and provide filtered water for micro-irrigation systems. Kimplas's customers include exporters, water boards, domestic and foreign gas utilities, micro-irrigation system suppliers and construction companies. Kimplas employs around 690 people and sells its products mainly within India. The company generated total sales of around EUR 21 million in fiscal year 2018 (April 2017 to March 2018). It was included in the scope of consolidation at the beginning of July 2018.

By acquiring Kimplas, NORMA Group is consistently advancing the expansion of its business in the area of joining solutions for water management and improving its position in one of the most important emerging markets.

Successful conclusion of the acquisition of Statek Stanzereitechnik GmbH

NORMA Group successfully concluded the acquisition of the supplier Statek Stanzereitechnik GmbH ('Statek') following approval by the antitrust authorities in early August 2018. The Maintal-based company was founded in 1980 and produces contact and stamped parts, housings, corrugated springs and more. The company has around 60 employees and supplies renowned German and international customers in the electrical engineering, automotive and reactor technology sectors. NORMA Group has maintained long-standing business relations with Statek, purchasing housings and corrugated springs for worm screw clamps from the mid-sized company. Statek generated sales revenues of around EUR 17.2 million in fiscal year 2017, around 70% of which were with its largest customer NORMA Group. Consolidation took place on August 1, 2018.

Both acquisitions were financed exclusively with longterm funds from existing bank loans without raising equity.

Personnel changes in the Management Board and Supervisory Board

Mark Wilhelms was appointed as a new member of the Supervisory Board of NORMA Group SE by the responsible local court on August 29, 2018. The process and industrial engineer has been CFO of Stabilus SA and Managing Director of Stabilus GmbH since 2014. His many years of management-level experience in the international automotive industry have given him expertise both in the financial sector and in information technology (IT). Following Wilhelms' appointment by court order, the Supervisory Board of NORMA Group SE now once again comprises six full members following the departure of longstanding Chairman Dr. Stefan Wolf in May 2018.

The Supervisory Board of NORMA Group SE appointed Dr. Friedrich Klein as its new Chief Operating Officer (COO) in early September 2018 with effect from October 1, 2018. Dr. Friedrich Klein has many years of experience and expertise in the automotive sector. He previously worked for Schaeffler Technologies AG & Co KG, an international automotive and industrial supplier. Most recently, Dr. Klein was Director of Bearing and Components Technologies, where he was responsible for the global development and production of rolling bearings. He was also responsible for restructuring the global production network and expanding production services. At NORMA Group, Dr. Klein is now responsible for Production, Purchasing, Supply Chain Management, Operational Global Excellence, ICT, Quality Assurance and ESG (Environment, Social, Governance).

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint
IN EUR THOUSANDS Q3 2018 Q3 2017 Q1–Q3 2018 Q1–Q3 2017
Revenue 268,126 244,402 817,110 763,443
Changes in inventories of finished goods and work in progress 12,460 –1,393 12,903 1,097
Other own work capitalized 1,872 1,109 3,619 2,511
Raw materials and consumables used –124,704 –100,493 –354,635 –313,987
Gross profit 157,754 143,625 478,997 453,064
Other operating income 2,219 4,774 10,272 14,660
Other operating expenses –40,898 –36,436 –121,292 –113,128
Employee benefits expense –69,650 –64,997 –218,277 –204,300
Depreciation and amortization –16,126 –14,312 –44,666 –43,373
Operating profit 33,299 32,654 105,034 106,923
Financial income 124 152 552 295
Financial costs –4,069 –4,024 –10,619 –12,030
Financial costs – net –3,945 –3,872 –10,067 –11,735
Profit before income tax 29,354 28,782 94,967 95,188
Income taxes –8,322 –9,722 –26,042 –29,046
Profit for the period 21,032 19,060 68,925 66,142
Other comprehensive income for the period, net of tax
Other comprehensive income that can be reclassified to profit or loss, net of tax –1,350 –9,503 5,751 –31,118
Exchange differences on translation of foreign operations –1,975 –9,805 4,098 –31,151
Cash flow hedges, net of tax 625 302 1,653 33
Other comprehensive income that cannot be reclassified to profit or loss net of tax 8 0 8 0
Remeasurements of post-employment benefit obligations net of tax 8 0 8 0
Other comprehensive income for the period, net of tax –1,342 –9,503 5,759 –31,118
Total comprehensive income for the period 19,690 9,557 74,684 35,024
Profit attributable to
Shareholders of the parent 21,029 19,061 68,784 66,022
Non-controlling interests 3 –1 141 120
21,032 19,060 68,925 66,142
Total comprehensive income attributable to
Shareholders of the parent 19,812 9,544 74,651 34,911
Non-controlling interests –122 13 33 113
19,690 9,557 74,684 35,024
(Un)diluted earnings per share (in EUR) 0.66 0.60 2.16 2.07

Consolidated Statement of Comprehensive Income for the period from January 1 to September 30, 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

ADJUSTMENTS

In the first nine months of 2018, net expenses totaling EUR 1.3 million were adjusted within EBITDA (earnings before interest, taxes, depreciation and amortization). Adjustments within EBITDA of EUR 0.2 million relate to the cost of materials resulting from the valuation of inventories acquired as part of the purchase price allocation for the Kimplas acquisition. The adjustments for acquisition-related costs within other operating expenses of EUR 1.0 million are related to the acquisitions of Kimplas and Statek.

Expenses for the integration of the companies acquired in the current fiscal year amounting to EUR 40 thousand were also adjusted within other operating expenses as well as expenses for employee benefits (EUR 15 thousand).

As in previous years, depreciation on property, plant and equipment from purchase price allocations amounting to EUR 2.9 million (Q1 –Q3 2017: EUR 3.0 million) was shown as adjusted within EBITA (earnings before interest, taxes and amortization of intangible assets), as was depreciation on intangible assets from purchase price allocations amounting to EUR 15.2 million (Q1 –Q3 2017: EUR 15.5 million) within EBIT. Notional income taxes resulting from the adjustments are calculated using the tax rates of the respective local companies concerned and included in adjusted earnings after taxes.

ADJUSTMENTS 1

IN EUR MILLIONS Q1
–Q3 2018
unadjusted
Total
adjustments
Q1
–Q3 2018
adjusted
Revenue 817.1 0 817.1
Changes in inventories of finished goods and work in progress 12.9 0 12.9
Other own work capitalized 3.6 0 3.6
Raw materials and consumables used –354.6 0.2 –354.4
Gross profit 479.0 0.2 479.2
Other operating income and expenses –111.0 1.0 –110.0
Employee benefits expense –218.3 0 –218.3
EBITDA 149.7 1.3 151.0
Depreciation –23.3 2.9 –20.5
EBITA 126.4 4.2 130.5
Amortization –21.3 15.2 –6.1
Operating profit (EBIT) 105.0 19.4 124.4
Financial costs – net –10.1 0 –10.1
Profit before income tax 95.0 19.4 114.4
Income taxes –26.0 –4.9 –31.0
Profit for the period 68.9 14.5 83.4
Non-controlling interests 0.1 0 0.1
Profit attributable to shareholders of the parent 68.8 14.5 83.3
Earnings per share (in EUR) 2.16 0.45 2.61

1_Deviations in decimal places may occur due to commercial rounding.

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

NOTES TO THE SALES AND EARNINGS DEVELOPMENT

Order backlog

As of September 30, 2018, the order backlog stood at EUR 358.7 million, EUR 35.9 million or 11.1% higher than at the same time last year (Sep 30, 2017: EUR 322.7 million). The newly acquired companies Kimplas and Statek as well as Fengfan and Lifial are not yet included in this figure. The increase in the order backlog is due in large part to the increase in orders in North America and Europe. Currency effects had a slightly positive impact of EUR 0.9 million.

Strong organic sales growth due to good order situation

Group sales from January to September 2018 amounted to EUR 817.1 million, 7.0% higher than in the same period of the previous year (Q1–Q3 2017: EUR 763.4 million). Organic growth amounted to 9.7%. The Chinese company Fengfan, acquired in May 2017, and the two most recent acquisitions, Kimplas and Statek, contributed EUR 10.4 million (1.4%) to Group sales growth. Currency effects of –4.1%, in connection with the development of the US dollar had a negative impact on growth in the first nine months.

NORMA Group achieved consolidated sales growth of 9.7% to EUR 268.1 million (Q3 2017: EUR 244.4 million) in the third quarter of 2018. Organic growth over the same period amounted to 7.1%. The two newly acquired companies Kimplas and Statek contributed EUR 6.1 million (2.5%) to sales growth. Currency effects once again had a slightly positive effect of 0.1% in the past quarter, due especially to the appreciation of the US dollar in the third quarter.

The high demand for joining solutions in the automotive industry – particularly in China, the world's largest automotive market –, catch-up effects in the commercial vehicle and agricultural machinery sectors in the US and the stronger water business of NDS were driving forces behind NORMA Group's organic growth in the period under review. SEGMENT REPORTING, P. 18

Growth in both distribution channels

NORMA Group generated sales revenues of EUR 517.9 million in the EJT segment in the first nine months of 2018, 9.6% more than in the same period of the previous year (Q1–Q3 2017: EUR 472.6 million). Growth in the EJT segment was purely organic in the reporting period (13.1%), but was slowed by negative currency effects (– 3.5%).

EJT sales amounted to EUR 164.5 million in the third quarter of 2018, an increase of 9.1% compared to the prior-year quarter (Q3 2017: EUR 150.7 million). Good production figures in the commercial vehicle sector, especially in the US, helped drive growth.

Sales in the DS sector amounted to EUR 295.1 million in the nine-month period (Q1 –Q3 2017: EUR 286.2 million), an increase of 3.1%.

DS sales in the third quarter of 2018 amounted to EUR 102.8 million, an increase of 11.4% compared to the prior-year quarter (Q3 2017: EUR 92.3 million). Sales revenues from the Kimplas and Statek acquisitions contributed EUR 5.9 million, or 6.4%. Organic growth resulted mainly from the positive American water business.

Adjusted cost of materials ratio influenced by high raw material prices

Adjusted cost of materials amounted to EUR 354.4 million in the period from January to September 2018, an increase of 13.3% compared to the same period of the previous year (Q1–Q3 2017: EUR 312.8 million). In relation to sales, this resulted in an adjusted cost of materials ratio of 43.4% (Q1 –Q3 2017: 41.0%). ADJUSTMENTS, P. 8

In the third quarter of 2018, adjusted cost of materials amounted to EUR 124.5 million (Q3 2017: EUR 99.9 million), resulting in an adjusted cost of materials ratio of 46.4% (Q3 2017: 40.9%).

The decisive factor for the increase in the costs of materials ratio in the 2018 reporting year was significantly higher raw material prices compared to the previous year, especially in the area of alloy surcharges. Forces majeure for certain plastic components as well as US punitive tariffs on steel also had a negative impact on raw material prices and therefore on NORMA Group's cost of materials. The increasing shortage of materials on the raw materials markets alongside strong sales growth led to special variable costs in purchasing, production and logistics.

Additionally, the increase in inventories of finished goods and work in progress had a negative impact on the cost of materials ratio. Among other things, this is the result of the very volatile environment on the commodity markets in the year under review and the resulting security-related build-up of reserves. In addition, production relocations had an impact on inventories of finished and unfinished products.

Adjusted gross profit margin influenced by higher cost of materials

Adjusted gross profit (revenue less cost of materials plus changes in inventory of finished goods and work in progress and other own work capitalized) amounted to EUR 479.2 million in the period from January to September 2018, an increase of 5.5% compared to the prior-year period (Q1 –Q3 2017: EUR 454.2 million). The adjusted gross profit margin (adjusted gross profit in relation to sales) for the reporting period amounted to 58.7%, lower than in the same period of the previous year (Q1–Q3 2017: 59.5%) due to the increased cost of materials.

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

NORMA Group generated adjusted gross profit of EUR 158.0 million in the third quarter of 2018, 9.6% more than in the same period of the previous year (Q3 2017: EUR 144.2 million). The adjusted gross profit margin in the third quarter of 2018 was 58.9% (Q3 2017: 59.0%).

Constant personnel cost ratio

NORMA Group employed 9,055 staff worldwide as of September 30, 2018, including temporary workers, 6,925 of which were permanent employees. The total number of employees thus rose by 19.5% over the previous year, and the core workforce by 16.0%.

The largest increase in the number of employees was recorded in the Asia-Pacific region, its increase of 36.1% due largely to the acquisition of Kimplas. In the EMEA region, the number of employees increased by 10.5% compared to the same period of the previous year, due in part to the increase in the number of employees in Serbia and the acquisition of Statek. The Americas region recorded a growth-related increase in the number of employees of 15.2%.

As a result of the increased number of average workforce of 6,492, adjusted employee benefit expenses increased by 7.1% to EUR 218.3 million in the reporting period (Q1–Q3 2017: EUR 203.8 million). At 26.7%, the adjusted personnel cost ratio remained constant compared to the same period of the previous year (Q1–Q3 2017: 26.7%). One of the reasons for this was a reduction of expenses for employee bonus programs. ADJUSTMENTS, P. 8

Adjusted personnel expenses in the third quarter of 2018 amounted to EUR 69.6 million, an increase of 7.9% compared to the third quarter of 2017 (Q3 2017: EUR 64.5 million). The adjusted personnel cost ratio in the last quarter was 26.0% (Q3 2017: 26.4%).

PERSONNEL DEVELOPMENT

Sep 30, 2018 Sep 30, 2017
EMEA 3,776 3,416
Americas 1,811 1,572
Asia-Pacific 1,338 983
Core workforce 6,925 5,971
Temporary workers 2,130 1,609
Total number of
employees including
temporary workers
9,055 7,580
Average number of
employees (core
workforce)
6,492 5,693

Adjusted other operating income and expenses affected by special variable costs

The balance of adjusted other operating income and expenses amounted to EUR – 110.0 million in the nine-month period, an increase of 12.8% compared to the previous year (Q1 –Q3 2017: EUR – 97.5 million). In relation to sales, this resulted in a ratio of 13.5% (Q1 –Q3 2017: 12.8%).

Other operating income includes currency gains from operating activities of EUR 5.3 million (Q1 –Q3 2017: EUR 4.0 million) as well as income from the reversal of liabilities and unused provisions in connection with provisions for price adjustments on the customer side and bonus payments for employees of EUR 2.2 million (Q1 –Q3 2017: EUR 6.5 million).

Other operating expenses include currency losses of EUR 6.4 million (Q1–Q3 2017: EUR 5.6 million). Freight costs also increased compared to the previous year. This development is mainly attributable to the difficult environment on the raw materials markets, with material shortages and resulting delays for NORMA Group's production processes, some of which resulted in unplanned deliveries.

The balance of adjusted other operating income and expenses in the third quarter of 2018 amounted to EUR –38.3 million, an increase of 23.8% on the prior-year quarter (Q3 2017: EUR –30.9 million). As a percentage of sales, adjusted other operating income and expenses increased to 14.3% compared to the same quarter of the previous year (Q3 2017: 12.6%).

Operating result influenced by cost of materials and special variable costs

NORMA Group generated earnings before interest, taxes, depreciation and amortization (adjusted EBIT-DA) of EUR 151.0 million in the period from January to September 2018, adjusted for the aforementioned special factors. This corresponds to a decline of 1.3% compared to the previous year (Q1 –Q3 2017: EUR 152.9 million). The adjusted EBITDA margin resulting from the ratio to sales was 18.5% for the ninemonth period (Q1 –Q3 2017: 20.0%).

Adjusted EBITDA in the third quarter of 2018 amounted to EUR 50.1 million (Q3 2017: EUR 48.8 million). The resulting adjusted EBITDA margin was 18.7% (Q3 2017: 20.0%).

Adjusted EBITA, which is also adjusted for depreciation of tangible assets from purchase price allocations, amounted to EUR 130.5 million in the reporting period from January to September 2018. This corresponds to a decline of 2.9% from the previous year (Q1 –Q3 2017: EUR 134.4 million). The adjusted EBI-TA margin was 16.0% (Q1 –Q3 2017: 17.6%).

Adjusted EBITA improved to EUR 42.8 million in the third quarter of 2018 (Q3 2017: EUR 42.7 million). This corresponds to an increase of 0.1%. The adjusted EBITA margin amounted to 16.0% in the third quarter of 2018 (Q3 2017: 17.5%).

Financial result

The financial result for the period January to September 2018 amounted to EUR – 10.1 million, an improvement of 14.2% compared to the same period of the previous year (Q1 – Q3 2017: EUR – 11.7 million).

The financial result was EUR –3.9 million in the third quarter of 2018 (Q3 2017: EUR – 3.9 million).

Net currency gains/losses (including income/expenses from the measurement of currency hedging derivatives) amounted to EUR 0.2 million in the first nine months of 2018 (Q1 –Q3 2017: EUR – 0.9 million). Net interest expenses decreased by EUR 0.4 million to EUR 9.8 million in the first nine months of 2018 (Q1 – Q3 2017: EUR 10.2 million).

Adjusted income taxes and tax rate

Adjusted income taxes for the period January to September 2018 amounted to EUR 31.0 million (Q1 –Q3 2017: EUR 36.1 million). Measured against adjusted pre-tax earnings of EUR 114.4 million (Q1–Q3 2017: EUR 116.3 million), this results in a lower adjusted tax rate of 27.1% (Q1–Q3 2017: 31.0%) compared to the prior-year period.

The adjusted tax rate in the third quarter of 2018 was 27.4% (Q3 2017: 33.6%) based on adjusted income taxes of EUR 10.0 million (Q3 2017: EUR 12.4 million).

Adjusted earnings for the period and adjusted earnings per share increased

Adjusted earnings for the period (after taxes) amounted to EUR 83.4 million in the reporting period, 4.0% above the previous year's level (Q1–Q3 2017: EUR 80.2 million). Based on the unchanged number of 31,862,400 shares, adjusted earnings per share for the nine-month period amounted to EUR 2.61 (Q1–Q3 2017: EUR 2.51).

Adjusted earnings for the period amounted to EUR 26.6 million in the third quarter of 2018, an increase of 8.9% compared to the previous year (Q3 2017: EUR 24.4 million). This results in adjusted earnings per share of EUR 0.83 (Q3 2017: EUR 0.77).

Due to the relatively large share of US business, the US tax reform implemented in late 2017 had a positive effect on adjusted net income for the period and adjusted earnings per share.

INTERIM STATEMENT THIRD QUARTER 2018

2 Overview of Key Figures 4 Highlights Q1 – Q3 2018 6 Course of Business and Significant Developments 7 Consolidated Statement of Comprehensive Income 12 Consolidated Statement of Financial Position

16 Consolidated Statement of Cash Flows 18 Segment Reporting 20 Forecast Report 21 Financial Calendar, Contact and Imprint

Consolidated Statement of Financial Position

INTERIM STATEMENT THIRD QUARTER 2018

ASSETS

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint
IN EUR THOUSANDS Sep 30, 2018 Dec 31, 2017 Sep 30, 2017
Non-current assets
Goodwill 404,832 356,717 358,126
Other intangible assets 262,972 255,729 264,956
Property, plant and equipment 234,671 205,153 199,761
Other non-financial assets 2,326 1,048 286
Derivative financial assets 3,836 1,885 1,170
Income tax assets 903 76 75
Deferred income tax assets 3,926 4,845 7,812
913,466 825,453 832,186
Current assets
Inventories 186,020 151,229 153,449
Other non-financial assets 18,717 15,754 17,587
Other financial assets 1,195 1,001 5,854
Derivative financial assets 220 640 931
Income tax assets 5,969 9,884 8,498
Trade and other receivables 185,057 152,746 154,789
Contract assets 1,051 0 0
Cash and cash equivalents 122,809 155,323 141,598
521,038 486,577 482,706
Total assets 1,434,504 1,312,030 1,314,892
EQUITY AND LIABILITIES
IN EUR THOUSANDS Sep 30, 2018 Dec 31, 2017 Sep 30, 2017
Equity attributable to
equity holders of the parent
Subscribed capital 31,862 31,862 31,862
Capital reserve 210,323 210,323 210,323
Other reserves –2,505 –8,364 –4,034
Retained earnings 333,121 298,077 244,756
Equity attributable to shareholders 572,801 531,898 482,907
Non-controlling interests 1,963 2,423 2,625
Total equity 574,764 534,321 485,532
Liabilities
Non-current liabilities
Retirement benefit obligations 12,103 12,127 11,666
Provisions 8,827 10,239 9,552
Borrowings 561,995 455,111 460,483
Other non-financial liabilities 440 489 525
Other financial liabilities 4,163 4,224 5,446
Derivative financial liabilities 683 1,226 1,604
Deferred income tax liabilities 68,875 60,543 91,756
657,086 543,959 581,032
Current liabilities
Provisions 9,194 8,545 8,404
Borrowings 8,628 33,136 67,446
Other non-financial liabilities 36,162 31,860 33,983
Contract liabilities 1,191 0 0
Other financial liabilities 4,951 6,307 4,756
Derivative financial liabilities 199 193 124
Income tax liabilities 6,536 7,960 16,868
Trade and other payables 135,793 145,749 116,747
202,654 233,750 248,328
Total liabilities 859,740 777,709 829,360
Total equity and liabilities 1,434,504 1,312,030 1,314,892
  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

NOTES TO THE FINANCIAL POSITION

Total assets

As of September 30, 2018, total assets amounted to EUR 1,434.5 million, an increase of 9.3% compared to the end of last year (Dec 31, 2017: EUR 1,312.0 million). Compared to September 30, 2017 (EUR 1,314.9 million), total assets increased by 9.1%.

Fixed assets

Non-current assets amounted to EUR 913.5 million as of September 30, 2018, an increase of 10.7% compared to the end of last year (Dec 31, 2017: EUR 825.5 million). This development is mainly attributable to the acquisitions of Kimplas and Statek in the third quarter of 2018 and to currency effects in connection with the US dollar. Non-current assets accounted for 63.7% of total assets as of September 30, 2018 (Dec 31, 2017: 62.9%).

In the first nine months of 2018, EUR 44.4 million were invested in fixed assets, including EUR 3.6 million in own work capitalized. The focus of investments was on Germany, Poland, Serbia, China, the US and Mexico. There were no significant disposals.

Current assets amounted to EUR 521.0 million as of September 30, 2018, an increase of 7.1% compared to the end of the previous year (Dec 31, 2017: EUR 486.6 million). The increase is due in particular to the rise in inventories (+23.0%) and trade receivables (+21.2%), which increased compared to the fourth quarter of 2017 due to the increased sales volume in the third quarter of 2018. On the other hand, cash and cash equivalents decreased by 20.9% partially due to the negative cash flows from investing activities. NOTES TO THE CONSOLIDATED STATEMENT OF CASH FLOWS, P. 17 As of September 30, 2018, current assets accounted for 36.3% of total assets (Dec 31, 2017: 37.1%). Compared to the previous year, current assets increased by 7.9% (Sep 30, 2017: EUR 482.7 million).

(Trade) working capital increased

Trade working capital (inventories plus trade receivables minus trade payables) amounted to EUR 235.3 million as of September 30, 2018, an increase of 48.7% compared to the end of last year (Dec 31, 2017: EUR 158.2 million) due to seasonal factors. The main reasons for this were the increase in business activity and the related increase in trade receivables by 21.2% or EUR 32.3 million and in inventories by 23.0% or EUR 34.8 million.

Equity ratio

Group equity amounted to EUR 574.8 million as of September 30, 2018, up 7.6% on December 31, 2017 (EUR 534.3 million). This corresponds to an equity ratio of 40.1% (Dec 31, 2017: 40.7%). The increase in equity due to the net result for the period (EUR 68.9 million), positive currency translation differences (EUR 4.1 million) and cash flow hedges (EUR 1.7 million) was offset by the dividend distribution to the shareholders of NORMA Group SE (EUR –33.5 million).

Net debt increased

Net debt amounted to EUR 457.8 million as of September 30, 2018, an increase of 32.7% compared to the end of the year (Dec 31, 2017: EUR 344.9 million). The main reason for this was the financing of the acquisitions of Kimplas and Statek. Another contributing factor was the decline in cash and cash equivalents due to net cash outflows from operating and investing activities and dividend payments. NOTES TO THE CONSOLIDATED STATEMENT OF CASH FLOWS, P. 17

Gearing (the ratio of net debt to equity) was 0.8, above the level at the end of 2017 (0.6). Leverage (net debt excluding hedging derivatives in relation to adjusted

EBITDA for the last 12 months) was 2.2 as of September 30, 2018 (Dec 31, 2017: 1.7).

NORMA Group's net financial debt is as follows:

NET DEBT

IN EUR THOUSANDS Sep 30, 2018 Dec 31, 2017
Bank borrowings, net 570,623 488,247
Derivative financial
liabilities – hedge accounting
882 1,419
Finance lease liabilities 57 156
Other financial liabilities 9,057 10,375
Financial debt 580,619 500,197
Cash and cash equivalents 122,809 155,323
Net debt 457,810 344,874

Financial liabilities

At EUR 580.6 million, NORMA Group's financial liabilities were 16.1% higher than on December 31, 2017 (EUR 500.2 million). In the area of loans, this increase is attributable to taking up the accordion facility for EUR 102 million agreed as part of the syndicated loan agreement for the purpose of financing acquisitions and to refinance a promissory note tranche. In addition, effects from exchange rate changes on the US dollar tranches of the syndicated loans and the promissory note loan increased the loans item. Countervailing effects resulted from the scheduled repayment of the syndicated loans and promissory notes in the amount of EUR 28.4 million.

Non-current liabilities amounted to EUR 657.1 million as of September 30, 2018, an increase of 20.8% compared to the end of 2017 (Dec 31, 2017: EUR 544.0 million). Current liabilities decreased by 13.3% to EUR 202.7 million compared to the end of 2017 (Dec 31, 2017: EUR 233.8 million), mainly due to the scheduled repayment of loans.

The terms of the syndicated and the promissory note loans as of September 30, 2018, are as follows:

INTERIM STATEMENT THIRD QUARTER 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

MATURITY BANK BORROWINGS AS OF SEP 30, 2018

IN EUR THOUSANDS up to 1 year > 1 year
up to 2 years
> 2 years
up to 5 years
> 5 years
Syndicated bank facilities, net 4,798 4,798 176,361 0
Promissory note, net 0 134,247 160,970 86,500
Total 4,798 139,045 337,331 86,500

Other non-financial liabilities

Other non-financial liabilities are as follows:

OTHER NON-FINANCIAL LIABILITIES

IN EUR THOUSANDS Sep 30, 2018 Dec 31, 2017
Non-current
Government grants 401 446
Other liabilities 39
440 489
Current
Government grants 16 50
Non-income tax liabilities 3,902 2,004
Social liabilities 5,294 5,582
Personnel-related liabilities (e.g. vacations, bonuses, incentives) 25,538 23,274
Other liabilities 168 383
Deferred income 1,244 567
36,162 31,860
Total other non-financial liabilities 36,602 32,349
  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

Derivative financial instruments

Foreign currency derivatives

As of September 30, 2018, foreign currency derivatives with a positive market value of EUR 0.2 million and foreign currency derivatives with a negative market value of EUR 0.1 million were held to hedge cash flows. Foreign currency derivatives with a negative market value of EUR 0.1 million were also held to hedge fair value changes.

Foreign currency derivatives used to hedge cash flow changes are used against fluctuations in the exchange rate from operating activities. Foreign currency derivatives used to hedge fair value changes serve to hedge external financial liabilities and intercompany monetary items against exchange rate fluctuations.

Interest rate hedging instruments

Parts of NORMA Group's external financing were hedged against interest rate fluctuations using interest rate swaps. As of September 30, 2018, interest rate hedges with a positive market value of EUR 3.8 million and with a negative market value of EUR 0.7 million were held.

Consolidated Statement of Cash Flows for the period from January 1 to September 30, 2018

INTERIM STATEMENT IN EUR THOUSANDS Q3 2018 Q3 2017 Q1–Q3 2018 Q1–Q3 2017
THIRD QUARTER 2018 Operating activities
Profit for the period 21,032 19,060 68,925 66,142
2 Overview of Depreciation and amortization 16,126 14,312 44,666 43,373
Key Figures Gain (–)/loss (+) on disposal of property, plant and equipment 62 36 229 31
4 Highlights Change in provisions 992 1,717 2,411 2,840
Q1

Q3 2018
Change in deferred taxes –234 –2,291 –988 –3,612
6 Course of Business Change in inventories, trade account receivables and other receivables, which are not attributable to investing or financing activities –1,140 –3,992 –49,829 –55,198
and Significant Change in trade and other payables, which are not attributable to investing or financing activities –6,152 3,105 –15,603 10,647
Developments Change in reverse factoring liabilities –4,613 –1,586 693 4,783
7 Consolidated Payments for share-based payments 0 0 –3,513 –3,981
Statement of
Comprehensive
Interest expenses in the period 3,418 3,361 9,883 10,228
Income Income (–)/expenses (+) due to measurement of derivatives 113 –1,323 307 –4,387
12 Consolidated Other non-cash expenses (+)/income (–) 687 1,600 347 5,367
Statement of Cash flows from operating activities 30,291 33,999 57,528 76,233
Financial Position thereof interest received 144 231 305 365
16 Consolidated thereof income taxes –10,821 –12,047 –24,782 –24,842
Statement of
Cash Flows
Investing activities
18 Segment Reporting Payments for acquisitions of subsidiaries, net –66,302 0 –69,291 –23,746
20 Forecast Report Investments in property, plant and equipment and intangible assets –17,764 –12,682 –45,674 –33,810
Proceeds from the sale of property, plant and equipment 11 133 863 486
21 Financial Calendar,
Contact and Imprint
Cash flows from investing activities –84,055 –12,549 –114,102 –57,070
Financing activities
Proceeds from outstanding capital contributions to a newly acquired subsidiary by former owner 0 0 0 3,924
Payments for the acquisition of non-controlling interests –1,121 0 –1,121 0
Interest paid –5,904 –5,633 –8,935 –9,091
Dividends paid to shareholders 0 0 –33,456 –30,269
Dividends paid to non-controlling interests –35 –45 –134 –127
Proceeds from borrowings –4 498 102,000 498
Repayment of borrowings –31,931 –4,942 –34,316 –7,368
Proceeds from/repayment of derivatives 31 1,354 –140 4,767
Repayment of lease liabilities –11 –35 –99 –114
Cash flows from financing activities –38,975 –8,803 23,799 –37,780
Net change in cash and cash equivalents –92,739 12,647 –32,775 –18,617
Cash and cash equivalents at the beginning of the year 215,185 130,343 155,323 165,596
Effect of foreign exchange rates on cash and cash equivalents 363 –1,392 261 –5,381
Cash and cash equivalents at the end of the period 122,809 141,598 122,809 141,598
  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

NOTES TO THE CONSOLIDATED STATEMENT OF CASH FLOWS

Group-wide financial management

A detailed overview of the general financial management of NORMA Group is provided in the 2017 Annual Report. 2017 ANNUAL REPORT, P. 54

Net operating cash flow

Net operating cash flow amounted to EUR 39.4 million in the nine-month period, 45.3% below the level of the prior-year period (Q1–Q3 2017: EUR 72.0 million). This was mainly due to an increase in working capital, increased capital expenditure from operating activities and a decline in adjusted EBITDA as of the reporting date.

Capital expenditure from operating activities amounted to EUR 44.4 million in the first nine months of 2018, significantly higher than in the same period of the previous year (Q1 –Q3 2017: EUR 31.0 million).

As a percentage of revenues, net operating cash flow amounted to 4.8% (Q1–Q3 2017: 9.4%) in the first nine months of 2018.

Cash flow from operating activities

Cash flow from operating activities amounted to EUR 57.5 million in the first nine months of 2018 (Q1–Q3 2017: EUR 76.2 million) and thus declined by EUR 18.7 million compared to the same period last year. The lower cash inflow was mainly due to an increase in trade working capital compared to the prior-year period. In particular, the increase in trade receivables, the increase in inventories and the decrease in trade payables as of September 30, 2018, contributed to the increase in trade working capital compared to the end of 2017.

Cash inflow from operating activities shows changes in current assets, provisions and liabilities (excluding liabilities for financing activities).

The company participates in a reverse factoring program, a factoring program and an asset-backed securities (ABS) program. Liabilities under the reverse factoring program are reported under trade payables and similar liabilities. Cash flows from the reverse factoring, factoring and ABS programs are shown under cash flow from operating activities, as this corresponds to the economic content of the transactions.

The adjustments made for expenses from the valuation of derivatives amounting to EUR 0.3 million (Q1 –Q3 2017: income of EUR 4.4 million) included in cash inflow from operating activities relate to the fair value changes of foreign currency derivatives and interest rate swaps allocated to financing activities and recognized in income.

The adjusted other non-cash income (–)/ expenses (+) mainly comprise expenses from the currency translation of external financial liabilities and intragroup monetary items amounting to EUR 0.1 million (Q1 –Q3 2017: EUR 5.1 million).

Cash flow from investing activities

Cash flow from investing activities amounted to EUR – 114.1 million in the first nine months of 2018 (Q1 –Q3 2017: EUR –57.1 million). Cash flows from investing activities include net cash outflows from the procurement and sale of non-current assets of EUR 44.8 million (Q1–Q3 2017: EUR 33.3 million). This includes the change in liabilities for the acquisition of intangible assets and property, plant and equipment of EUR – 1.3 million (Q1 –Q3 2017: EUR –2.8 million). The investments made in the period from January to September 2018 related in particular to the sites in Germany, Poland, Serbia, China, Mexico and the US.

Net cash outflows for acquisitions of EUR –69.3 million (Q1 –Q3 2017: EUR – 23.7 million) from payments in connection with the acquisitions of Kimplas and Statek in fiscal year 2018 and with Fengfan, which was acquired in the second quarter of 2017, are also included in cash used in investing activities (Q1 –Q3 2017: net cash outflows for the acquisitions of Fengfan and Lifial and repayment of a purchase price liability). The investment ratio (excluding acquisitions) was 5.6% in the nine-month period (Q1 –Q3 2017: 4.4%).

Cash flow from financing activities

Cash flow from financing activities amounted to EUR 23.8 million in the period from January to September 2018 (Q1 –Q3 2017: EUR 37.8 million). This mainly includes net payments from financial liabilities (Q1 –Q3 2018: EUR 67.7 million; Q1–Q3 2017: net payments of EUR 6.9 million), dividend payments (Q1 –Q3 2018: EUR –33.6 million; Q1 –Q3 2017: EUR – 30.4 million) and interest payments (Q1–Q3 2018: EUR –8.9 million; Q1 –Q3 2017: EUR – 9.1 million).

In the prior-year period, cash inflows from the acquisition of Fengfan from outstanding capital contributions to a newly acquired subsidiary in the amount of EUR 3.9 million were also included in cash flow from financing activities.

Segment Reporting for the period from January 1 to September 30, 2018

INTERIM STATEMENT
THIRD QUARTER 2018
EMEA Americas Asia-Pacific Total segments Central functions Consolidation Consolidated Group
IN EUR THOUSANDS Q1–Q3
2018
Q1–Q3
2017
Q1–Q3
2018
Q1–Q3
2017
Q1
–Q3
2018
Q1–Q3
2017
Q1–Q3
2018
Q1–Q3
2017
Q1
–Q3
2018
Q1
–Q3
2017
Q1–Q3
2018
Q1–Q3
2017
Q1
–Q3
2018
Q1
–Q3
2017
2 Overview of
Key Figures
Total revenue 415,292 398,981 341,738 318,954 109,670 87,973 866,700 805,908 20,082 17,873 –69,672 –60,338 817,110 763,443
4 Highlights
Q1

Q3 2018
thereof intersegment
revenue
39,605 29,917 7,473 9,285 2,512 3,263 49,590 42,465 20,082 17,873 –69,672 –60,338 0 0
6 Course of Business
and Significant
Revenue from
external customers
375,687 369,064 334,265 309,669 107,158 84,710 817,110 763,443 0 0 0 0 817,110 763,443
Developments Contribution to
consolidated Group sales
46% 48% 41% 41% 13% 11% 100% 100%
7 Consolidated
Statement of
Adjusted gross profit
1
237,370 229,434 193,917 186,610 48,708 40,112 479,995 456,156 n.a. n.a. –753 –1,948 479,242 454,208
Comprehensive Adjusted EBITDA1 74,399 79,487 66,837 66,242 15,599 14,112 156,835 159,841 –5,579 –6,766 –282 –188 150,974 152,887
Income EBITDA margin
1, 2
17.9% 19.9% 19.6% 20.8% 14.2% 16.0% 18.5% 20.0%
12 Consolidated
Statement of
Financial Position
Depreciation without PPA
depreciation
3
–9,493 –8,433 –6,531 –6,561 –3,369 –2,531 –19,393 –17,525 –1,061 –984 0 0 –20,454 –18,509
Adjusted EBITA1 64,906 71,054 60,306 59,681 12,230 11,581 137,442 142,316 –6,640 –7,750 –282 –188 130,520 134,378
16 Consolidated
Statement of
Adjusted EBITA margin
1, 2
15.6% 17.8% 17.6% 18.7% 11.2% 13.2% 16.0% 17.6%
Cash Flows Assets
4, 5
617,092 601,335 629,637 599,880 242,522 159,056 1,489,251 1,360,271 346,614 383,616 –401,361 –431,857 1,434,504 1,312,030
18 Segment Reporting Liabilities5, 6 199,719 206,488 279,789 292,760 58,756 54,016 538,264 553,264 656,078 601,915 –334,602 –377,470 859,740 777,709
20 Forecast Report CAPEX 20,147 15,107 15,147 10,917 7,419 3,376 42,713 29,400 1,709 1,567 n.a. n.a. 44,422 30,967

1_Adjustments are described on PAGE 8.

2_Based on segment sales

3_Depreciation from purchase price allocations

4_Including allocated goodwills, taxes are shown in the column 'consolidation.'

5_Taxes are shown in the column 'consolidation.'

21 Financial Calendar, Contact and Imprint

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

NOTES TO SEGMENT DEVELOPMENT

In the first nine months of 2018, the share of sales generated by foreign Group companies amounted to 80.8% (Q1–Q3 2017: 80.0%).

EMEA

Sales (external sales) in the EMEA region for the period January to September 2018 amounted to EUR 375.7 million, an increase of 1.8% compared to the same period of last year (Q1–Q3 2017: EUR 369.1 million). The main reason for the increase in sales in the region was moderate organic sales growth, driven mainly by the EJT business and demand from the automotive industry, which however weakened in the third quarter. Additional sales revenue from the acquisition of Statek also contributed EUR 0.9 million (+0.2%) to growth in the region. Due to the weaker sales growth relative to the other regions, the EMEA region's share of Group sales decreased to 46% (Q1–Q3 2017: 48%).

Adjusted EBITDA in the EMEA region decreased by 6.4% to EUR 74.4 million in the reporting period (Q1–Q3 2017: EUR 79.5 million). The adjusted EBITDA margin decreased accordingly to 17.9% (Q1–Q3 2017: 19.9%). Adjusted EBITA amounted to EUR 64.9 million (Q1–Q3 2017: EUR 71.1 million), and the adjusted EBITA margin amounted to 15.6% (Q1 –Q3 2017: 17.8%).

The main reasons for the decline in margins in the EMEA region were higher prices for important raw materials and variable special costs, including freight costs in connection with the shortage of materials on the international raw material markets.

Investments made in the EMEA region in the reporting period amounted to EUR 20.1 million (Q1–Q3 2017: EUR 15.1 million) and related in particular to the sites in Germany, Poland and Serbia.

Assets increased by 2.6% to EUR 617.1 million compared to the end of the year (Dec 31, 2017: EUR 601.3 million), partly due to the acquisition of Statek.

Liabilities amounted to EUR 199.7 million and thus decreased by 3.3% compared to the end of the year (Dec 31, 2017: EUR 206.5 million).

In the third quarter of 2018, NORMA Group recorded only slight sales growth of 0.1% to EUR 117.6 million (Q3 2017: EUR 117.5 million) in the EMEA region. This is partly due to the generally difficult situation in the European automotive sector with declining production figures. On the basis of current market research data and the geopolitical uncertainties in Europe, the Management Board for the forth quarter of 2018 anticipates declining production figures in the European automotive industry and is therefore adjusting its forecast for the expected sales growth in the EMEA region. For the full year 2018, moderate organic sales growth is now expected for the region (previously: solid organic sales growth).

Americas

External sales in the Americas region amounted to EUR 334.3 million in the first nine months of the year, an increase of 7.9% compared to the same period last year (Q1–Q3 2017: EUR 309.7 million). The sales drivers here were in particular the good order volume in the commercial vehicles and agricultural machinery sectors in the US as well as catch-up effects from NDS's water business. The Americas region's share of total sales remained stable at 41% (Q1 –Q3 2017: 41%).

Based on adjusted EBITDA of EUR 66.8 million (Q1 –Q3 2017: EUR 66.2 million), which was 0.9% higher, the adjusted EBITDA margin for the ninemonth period was 19.6% (Q1 –Q3 2017: 20.8%). The adjusted EBITA margin was 17.6% (Q1–Q3 2017: 18.7%), based on adjusted EBITA of EUR 60.3 million (Q1–Q3 2017: EUR 59.7 million).

Investments in the Americas region amounted to EUR 15.1 million in the reporting period (Q1 –Q3 2017: EUR 10.9 million) and related in particular to the plants in the US and Mexico. Assets increased by 5.0% to EUR 629.6 million (Dec 31, 2017: EUR 599.9 million) due to currency effects, among other factors. Liabilities decreased by 4.4% to EUR 279.8 million (Dec 31, 2017: EUR 292.8 million).

In the third quarter of 2018, sales in the Americas region amounted to EUR 111.6 million, an increase of 15.0% compared to the third quarter of 2017 (EUR 97.0 million).

Asia-Pacific

With external sales of EUR 107.2 million and an increase of 26.5%, the Asia-Pacific region showed strong growth compared to the previous year (Q1 –Q3 2017: EUR 84.7 million). The very good business development in the EJT sector and the additional sales revenues from the acquisition of the Indian water management company Kimplas contributed to this growth. The region's share of Group sales rose to 13% (Q1–Q3 2017: 11%) due to the good sales development.

Adjusted EBITDA in the Asia-Pacific region increased by 10.5% to EUR 15.6 million in the reporting period from January to September (Q1 –Q3 2017: EUR 14.1 million), resulting in an adjusted EBITDA margin of 14.2% (Q1–Q3 2017: 16.0%). Adjusted EBITA amounted to EUR 12.2 million and thus increased by 5.6% compared to the same period of the previous year (Q1 –Q3 2017: EUR 11.6 million). Influenced by higher material costs, the adjusted EBITA margin was 11.2% (Q1 –Q3 2017: 13.2%).

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

Investments in the Asia-Pacific region amounted to EUR 7.4 million in the reporting period (Q1 –Q3 2017: EUR 3.4 million) and mainly related to the plants in China. Assets amounted to EUR 242.5 million and increased by 52.5% compared to the end of the year (Dec 31, 2017: EUR 159.1 million) as a result of the acquisition of Kimplas. Liabilities increased by 8.8% from EUR 54.0 million to EUR 58.8 million.

In the third quarter of 2018, sales in the region amounted to EUR 38.9 million, an increase of 30.5% compared to the previous year (Q3 2017: EUR 29.8 million). Besides strong organic growth as a result of high demand from the Chinese automotive industry, Kimplas's sales also contributed to growth.

Forecast Report

The Management Board has adjusted its forecast published in the Annual Report (March 2018) regarding sales growth, the adjusted EBITA margin and net operating cash flow in the current financial year. The adjustments are listed in the following table

FORECAST FOR THE FISCAL YEAR 2018 1

Consolidated sales Organic growth of around 5% to 8%, additionally around
EUR 17 million from acquisitions (previously: EUR 15 million)
EMEA:
moderate organic growth
(previously: solid organic growth)
Americas: strong organic growth
APAC:
higher than originally assumed organic growth
in the double-digit range
EJT:
strong growth
DS:
solid growth
Adjusted cost of materials ratio roughly at the same level as in previous years
Adjusted personnel cost ratio roughly at the same level as in previous years
Investments in R&D (in relation to EJT sales) around 5% of EJT sales
Adjusted EBITA margin between 16% and 17%
Financial result up to EUR –
15 million
Tax rate around 26% to 28%
Adjusted earnings per share strong increase
Investment rate (without acquisitions) operational investments of around 5% of Group sales
Net operating cash flow around EUR 130 million
Dividend approx. 30% to 35% of adjusted net profit for the Group
Number of invention applications per year more than 20
Number of defective parts (PPM) less than 20
Number of quality-related complaints per month less than 8

1_The Management Board adjusted its forecast for Group sales in May 2018 and its forecast for the adjusted EBITA margin in July 2018. Q2 2018 INTERIM STATEMENT

Financial Calendar, Contact and Imprint

INTERIM STATEMENT THIRD QUARTER 2018

  • 2 Overview of Key Figures
  • 4 Highlights Q1 – Q3 2018
  • 6 Course of Business and Significant Developments
  • 7 Consolidated Statement of Comprehensive Income
  • 12 Consolidated Statement of Financial Position
  • 16 Consolidated Statement of Cash Flows
  • 18 Segment Reporting
  • 20 Forecast Report
  • 21 Financial Calendar, Contact and Imprint

FINANCIAL CALENDAR Date Event

February 13, 2019 Publication of Preliminary

May 8, 2019 Publication of Q1 Interim

November 6, 2019 Publication of Q3 Interim

website INVESTORS.NORMAGROUP.COM.

Financial Results 2018

March 20, 2019 Publication of Full Year Results 2018

Statement 2019 May 21, 2019 Ordinary Annual General Meeting 2019 August 6, 2019 Publication of Q2 Interim Report 2019

Statment 2019

The financial calendar is constantly updated. Please visit the Investor Relations section on the company

EDITOR

NORMA Group SE Edisonstrasse 4 63477 Maintal

Phone: +49 6181 6102 740 E-mail: [email protected] Internet:www.normagroup.com

CONTACT

E-mail: [email protected]

Andreas Trösch

Vice President Investor Relations

Phone: +49 6181 6102 741 E-mail: [email protected]

Vanessa Wiese

Senior Manager Investor Relations Phone: +49 6181 6102 742 E-mail: [email protected]

Chiara von Eisenhart Rothe Manager Investor Relations

Phone: +49 6181 6102 748 E-mail: [email protected]

CONCEPT AND REALIZATION

MPM Corporate Communication Solutions, Mainz

EDITORIAL

NORMA Group SE

Note on the interim statement

This interim statement is also available in German. If there are differences between the two, the German version takes precedent.

Note on rounding

Please note that slight differences may arise as a result of the use of rounded amounts and percentages.

Forward-looking statements

This interim statement contains certain future-oriented statements. Future-oriented statements include all statements which do not relate to historical facts and events and contain future-oriented expressions such as 'believe,' 'estimate,' 'assume,' 'expect,' 'forecast,' 'intend,' 'could' or 'should' or expressions of a similar kind. Such future-oriented statements are subject to risks and uncertainties since they relate to future events and are based on the company's current assumptions, which may not in the future take place or be fulfilled as expected. The company points out that such future-oriented statements provide no guarantee for the future and that the actual events including the financial position and profitability of the NORMA Group SE and developments in the economic and regulatory fundamentals may vary substantially (particularly on the down side) from those explicitly or implicitly assumed in these statements. Even if the actual assets for NORMA Group SE, including its financial position and profitability and the economic and regulatory fundamentals, are in accordance with such future-oriented statements in this interim statement, no guarantee can be given that this will continue to be the case in the future.

Date of publication November 7, 2018

NORMA Group SE Edisonstraße 4 63477 Maintal

Phone: +49 6181 6102 740

E-mail: [email protected] Internet: www.normagroup.com

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