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NORDSON CORP — Director's Dealing 2022
Apr 1, 2022
30481_dirs_2022-04-01_12ab443b-d1a3-44d4-bbce-c0338e9df459.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2022-01-07
Reporting Person: Pembroke Jeffrey A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-30 | Common Stock | F | 8 | $229.91 | Disposed | 13945 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (1800) | 1800 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (3200) | 3200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (8400) | 8400 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (860) | 860 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (8150) | 8150 | Direct |
| Employee Stock Options (right to buy) | $267.51 | 2031-11-22 | Common Stock (7231) | 7231 | Direct |
Footnotes
F1: On March 30, 2020, the Company awarded 96 restricted shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each March 30, 2021, 2022, and 2023. 8 of the 32 shares that vested March 30, 2022 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: The total holdings reflect a decrease of 2,000 shares because the target/award originally reported on November 28, 2018 was not earned. On November 26, 2018, the Company awarded 2,000 performance shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan, contingent upon the achievement of performance measures over a 3-year performance period (2019-2021) with settlement in January 2022. The Company did not reach the threshold performance measure and therefore zero performance shares vested.
F3: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4: All such options have fully vested.
F5: The options vest in 4 equal annual installments beginning on November 26, 2019.
F6: The options vest in 4 equal annual installments beginning on November 25, 2020.
F7: The options vest in 4 equal annual installments beginning on March 30, 2021.
F8: The options vest in 4 equal annual installments beginning on November 23, 2021.
F9: The options vest in 4 equal annual installments beginning on November 22, 2022.