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NORDSON CORP — Director's Dealing 2021
Apr 1, 2021
30481_dirs_2021-04-01_b1befe0c-fe58-4e27-968d-ba57987987c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-03-30
Reporting Person: Lovass Stephen (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-30 | Common Stock | F | 9 | $204.03 | Disposed | 6701 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 190 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (1880) | 1880 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (5640) | 5640 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (806) | 806 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (5400) | 5400 | Direct |
Footnotes
F1: On March 30, 2020, the Company awarded 90 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each March 30, 2021, 2022, and 2023. 9 of the 30 shares that vested March 30, 2021 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F3: All such options have fully vested.
F4: The options vest in 4 equal annual installments beginning on November 20, 2018.
F5: The options vest in 4 equal annual installments beginning on November 26, 2019.
F6: The options vest in 4 equal annual installments beginning on November 25, 2020.
F7: The options vest in 4 equal annual installments beginning on March 30, 2021.
F8: The options vest in 4 equal annual installments beginning on November 23, 2021.