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NORDSON CORP — Director's Dealing 2021
Nov 24, 2021
30481_dirs_2021-11-24_e2af2348-0dfa-4f73-a8e8-309ceece7b81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2021-11-22
Reporting Person: Pembroke Jeffrey A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock | A | 881 | $267.51 | Acquired | 16397 | Direct |
| 2021-11-23 | Common Stock | F | 141 | $267.99 | Disposed | 16256 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-22 | Employee Stock Options (right to buy) | $267.51 | A | 7231 | Acquired | 2031-11-22 | Common Stock (7231) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 143 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (0) | 1800 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (0) | 3200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (8400) | 8400 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $138.59 | 2030-03-30 | Common Stock (860) | 860 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (8150) | 8150 | Direct |
Footnotes
F1: On November 22, 2021, the Company awarded 881 restricted share units under the Company's 2021 Stock Incentive and Award Plan. One-third of the restricted share units will vest on each November 22, 2022, 2023, and 2024, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date.
F2: The total holdings include 9 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
F3: On November 23, 2020, the Company awarded 930 restricted share units under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted share units vest on each November 23, 2021, 2022, and 2023. 141 of the 310 share units that vested November 23, 2021 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: The options vest in 4 equal annual installments beginning on November 26, 2019.
F7: The options vest in 4 equal annual installments beginning on November 25, 2020.
F8: The options vest in 4 equal annual installments beginning on March 30, 2021.
F9: The options vest in 4 equal annual installments beginning on November 23, 2021.
F10: On November 22, 2021, the Company awarded 7,231 stock options under the Company's 2021 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 22, 2022. The vested portions of such options will become exercisable upon vesting.
F11: The options vest in 4 equal annual installments beginning on November 22, 2022.