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NORDSON CORP Director's Dealing 2020

Jan 3, 2020

30481_dirs_2020-01-03_97a9692d-2e56-456e-b079-1dca90a48915.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-01-02

Reporting Person: Stockunas Joseph (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-02 Common Stock M 3200 $71.75 Acquired 18487 Direct
2020-01-02 Common Stock S 3200 $162.72 Disposed 15287 Direct
2020-01-02 Common Stock M 3800 $79.66 Acquired 19087 Direct
2020-01-02 Common Stock S 3800 $162.72 Disposed 15287 Direct
2020-01-02 Common Stock M 7200 $70.91 Acquired 22487 Direct
2020-01-02 Common Stock S 7200 $162.72 Disposed 15287 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-02 Employee Stock Options (right to buy) $71.75 M 3200 Disposed 2023-11-25 Common Stock (3200) Direct
2020-01-02 Employee Stock Options (right to buy) $79.66 M 3800 Disposed 2024-11-24 Common Stock (3800) Direct
2020-01-02 Employee Stock Options (right to buy) $70.91 M 7200 Disposed 2025-11-23 Common Stock (7200) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 278 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $107.65 2026-11-21 Common Stock (6500) 6500 Direct
Employee Stock Options (right to buy) $127.67 2027-11-20 Common Stock (7500) 7500 Direct
Employee Stock Options (right to buy) $124.90 2028-11-26 Common Stock (7100) 7100 Direct
Employee Stock Options (right to buy) $165.21 2029-11-25 Common Stock (7000) 7000 Direct

Footnotes

F1: Exercise of reporting person's stock options that would otherwise expire November 25, 2023, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $162.23 $163.14. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

F3: Exercise of reporting person's stock options that would otherwise expire November 24, 2024, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F4: Exercise of reporting person's stock options that would otherwise expire November 23, 2025, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F5: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).

F6: All such options have fully vested.

F7: The options vest in 4 equal annual installments beginning on November 21, 2017.

F8: The options vest in 4 equal annual installments beginning on November 20, 2018.

F9: The options vest in 4 equal annual installments beginning on November 26, 2019.

F10: The options vest in 4 equal annual installments beginning on November 25, 2020.