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NORDSON CORP — Director's Dealing 2020
Jan 7, 2020
30481_dirs_2020-01-07_39c5f118-7e8c-4dfa-abeb-7db4fa36f121.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-01-03
Reporting Person: THAXTON GREGORY A (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-03 | Common Stock | A | 4363 | $0.00 | Acquired | 58321 | Direct |
| 2020-01-03 | Common Stock | F | 1322 | $164.06 | Disposed | 56999 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7293 | Indirect |
| Common Stock | 1417 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (13000) | 13000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (12200) | 12200 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (17200) | 17200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (14000) | 14000 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (12500) | 12500 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (11800) | 11800 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (11900) | 11900 | Direct |
Footnotes
F1: Shares issued in connection with settlement of performance award based upon achievement of performance measures for period 2017-2019.
F2: Shares withheld to cover withholding taxes due upon settlement of the performance award for period 2017-2019.
F3: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F4: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: The options vest in 4 equal annual installments beginning on November 21, 2017.
F7: The options vest in 4 equal annual installments beginning on November 20, 2018.
F8: The options vest in 4 equal annual installments beginning on November 26, 2019.
F9: The options vest in 4 equal annual installments beginning on November 25, 2020.