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NORDSON CORP — Director's Dealing 2020
Jan 9, 2020
30481_dirs_2020-01-09_1a52a181-0d14-4250-9748-6ae35cd25116.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-01-07
Reporting Person: THAXTON GREGORY A (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-09 | Common Stock | S | 3041 | $163.07 | Disposed | 53958 | Direct |
| 2020-01-07 | Common Stock | I | 7312 | $162.68 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1417 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (13000) | 13000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (12200) | 12200 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (17200) | 17200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (14000) | 14000 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (12500) | 12500 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (11800) | 11800 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (11900) | 11900 | Direct |
Footnotes
F1: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $163.04 to $163.11. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
F2: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F3: All such options have fully vested.
F4: The options vest in 4 equal annual installments beginning on November 21, 2017.
F5: The options vest in 4 equal annual installments beginning on November 20, 2018.
F6: The options vest in 4 equal annual installments beginning on November 26, 2019.
F7: The options vest in 4 equal annual installments beginning on November 25, 2020.