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NORDSON CORP Director's Dealing 2020

Jun 1, 2020

30481_dirs_2020-06-01_72a4bfe0-f384-477e-85a8-3d34f657e1f5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-05-29

Reporting Person: Stockunas Joseph (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-29 Common Stock M 4875 $107.65 Acquired 20339 Direct
2020-05-29 Common Stock M 3750 $127.67 Acquired 24089 Direct
2020-05-29 Common Stock M 1775 $124.90 Acquired 25864 Direct
2020-05-29 Common Stock S 10400 $186.31 Disposed 15464 Direct
2020-05-29 Common Stock S 514 $186.55 Disposed 14950 Direct
2020-05-29 Common Stock S 196 $187.42 Disposed 14754 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-29 Employee Stock Options (right to buy) $107.65 M 4875 Disposed 2026-11-21 Common Stock (6500) Direct
2020-05-29 Employee Stock Options (right to buy) $127.67 M 3750 Disposed 2027-11-20 Common Stock (7500) Direct
2020-05-29 Employee Stock Options (right to buy) $124.90 M 1775 Disposed 2028-11-26 Common Stock (7100) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 279 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $165.21 2029-11-25 Common Stock (7000) 7000 Direct

Footnotes

F1: Exercise of reporting person's stock options that would otherwise expire November 21, 2026, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F2: The total holdings include 33 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.

F3: The balance has been reduced by 1,680 shares to reflect over-reporting of target/award performance shares in January 2020.

F4: Exercise of reporting person's stock options that would otherwise expire November 20, 2027, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F5: Exercise of reporting person's stock options that would otherwise expire November 26, 2028, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.

F6: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $185.50 to $186.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

F7: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).

F8: The reporting person exercised the first three installments of vested options. The remaining options will vest in 1 final installment on November 21, 2020.

F9: The reporting person exercised the first two installments of vested options. The remaining options will vest in 2 equal annual installments beginning on November 20, 2020.

F10: The reporting person exercised the first installment of vested options. The remaining options will vest in 3 equal annual installments beginning on November 26, 2020.

F11: The options vest in 4 equal annual installments beginning on November 25, 2020.