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NORDSON CORP — Director's Dealing 2020
Nov 25, 2020
30481_dirs_2020-11-25_18a0228d-64f6-4e3e-8481-1d6afe5908d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-11-23
Reporting Person: Beredo Gina A. (Exec. VP, Gen. Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-23 | Common Stock | A | 600 | $201.50 | Acquired | 7981 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Employee Stock Options (right to buy) | $201.50 | A | 5200 | Acquired | 2030-11-23 | Common Stock (5200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 285 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (600) | 600 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (1400) | 1400 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (2100) | 2100 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (1900) | 1900 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (4400) | 4400 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (5100) | 5100 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (6175) | 6175 | Direct |
Footnotes
F1: On November 23, 2020, the Company awarded 600 restricted share units the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted share units will vest on each November 30, 2021, 2022, and 2023, unless, with certain exceptions, the reporting person ceases to be an employee prior to the vesting date.
F2: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F3: All such options have fully vested.
F4: The options vest in 4 equal annual installments beginning on November 20, 2018.
F5: The options vest in 4 equal annual installments beginning on November 26, 2019.
F6: The options vest in 4 equal annual installments beginning on November 25, 2020.
F7: On November 23, 2020, the Company awarded 5,200 stock options under the Company's Amended and Restated Nordson Corporation 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2021. The vested portions of such options will become exercisable upon vesting.
F8: The options vest in 4 equal annual installments beginning on November 23, 2021.