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NORDSON CORP — Director's Dealing 2020
Dec 2, 2020
30481_dirs_2020-12-02_65b6dcd9-8645-4a3c-9162-3b4731438ad1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2020-11-30
Reporting Person: PEET SHELLY (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-30 | Common Stock | F | 119 | $203.81 | Disposed | 30250 | Direct |
| 2020-11-30 | Common Stock | F | 119 | $203.81 | Disposed | 30131 | Direct |
| 2020-11-30 | Common Stock | F | 104 | $203.81 | Disposed | 30027 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (0) | 0 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (0) | 0 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (9100) | 9100 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6600) | 6600 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (6100) | 6100 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (6175) | 6175 | Direct |
| Employee Stock Options (right to buy) | $201.50 | 2030-11-23 | Common Stock (5200) | 5200 | Direct |
Footnotes
F1: On November 20, 2017, the Company awarded 800 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 30, 2018, 2019, and 2020. 119 of the 267 shares that vested November 30, 2020 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: On November 26, 2018, the Company awarded 800 restricted shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vest on each November 30, 2019, 2020, and 2021. 119 of the 267 shares that vested November 30, 2020 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3: On November 25, 2019, the Company awarded 700 restricted shares under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shares vest on each November 30, 2020, 2021, and 2022. 104 of the 233 shares that vested November 30, 2020 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: The options vest in 4 equal annual installments beginning on November 20, 2018.
F7: The options vest in 4 equal annual installments beginning on November 26, 2019.
F8: The options vest in 4 equal annual installments beginning on November 25, 2020.
F9: The options vest in 4 equal annual installments beginning on November 23, 2021.