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NORDSON CORP — Director's Dealing 2019
Mar 1, 2019
30481_dirs_2019-03-01_6d57a62b-f3a8-4968-b7ad-32885a7ac4a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2019-02-28
Reporting Person: MERK GREGORY P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | A | 6408 | $135.76 | Acquired | 65390 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 367 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (9000) | 9000 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (8300) | 8300 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (13400) | 13400 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (10000) | 10000 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (9000) | 9000 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (8800) | 8800 | Direct |
Footnotes
F1: On February 28, 2019, the Company awarded 6,408 restricted shares under the Company's 2012 Stock Incentive and Award Plan, all of which will vest on February 28, 2021.
F2: The total holdings include 74 shares accrued from dividend payments through participation in the Directors Deferred Compensation Plan and pursuant to the Company's Dividend Reinvestment Plan.
F3: Based on a review of records, it has been determined that the number of common shares directly owned by the reporting person was overstated on the Form 4 filed on January 3 because 379 common shares held indirectly were mistakenly included in the total of directly held common shares. The total number of common shares directly held has been corrected on this Form 4.
F4: Represents the number of shares attributable to the reporting person's participation in the Company Savings Plan, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: The options vest in 4 equal annual installments beginning on November 23, 2016.
F7: The options vest in 4 equal annual installments beginning on November 21, 2017.
F8: The options vest in 4 equal annual installments beginning on November 20, 2018.
F9: The options vest in 4 equal annual installments beginning on November 26, 2019.