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NORDSON CORP — Director's Dealing 2019
Dec 4, 2019
30481_dirs_2019-12-04_a986d429-aeb5-4e04-9ecd-daf238e42cb3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2019-11-30
Reporting Person: DeVries James E (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-30 | Common Stock | F | 137 | $165.83 | Disposed | 47771 | Direct |
| 2019-11-30 | Common Stock | F | 122 | $165.83 | Disposed | 47649 | Direct |
| 2019-11-30 | Common Stock | F | 121 | $165.83 | Disposed | 47528 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2913 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (4500) | 4500 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (5200) | 5200 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (5800) | 5800 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (9100) | 9100 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6600) | 6600 | Direct |
| Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | Common Stock (6500) | 6500 | Direct |
| Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | Common Stock (6100) | 6100 | Direct |
| Employee Stock Options (right to buy) | $165.21 | 2029-11-25 | Common Stock (6175) | 6175 | Direct |
Footnotes
F1: On November 21, 2016, the Company awarded 900 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 21, 2017 and 2018, and November 30, 2019. 137 of the 300 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: On November 20, 2017, the Company awarded 800 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 20, 2018, November 30, 2019, and November 30, 2020. 122 of the 267 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3: On November 26, 2018, the Company awarded 800 restricted shared under the Company's Amended and Restated 2012 Stock Incentive and Award Plan. One-third of the restricted shared vest on each November 30, 2019, November 30, 2020, and November 30, 2021. 121 of the 266 shares that vested November 30, 2019 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: The options vest in 4 equal annual installments beginning on November 21, 2017.
F7: The options vest in 4 equal annual installments beginning on November 20, 2018.
F8: The options vest in 4 equal annual installments beginning on November 26, 2019.
F9: The options vest in 4 equal annual installments beginning on November 25, 2020.