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NORDSON CORP — Director's Dealing 2018
Jan 3, 2018
30481_dirs_2018-01-03_80e5e925-8681-4c67-a4eb-b70cec7ff2f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2017-12-29
Reporting Person: VEILLETTE ROBERT E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-29 | Common Stock | F | 238 | $146.40 | Disposed | 53252 | Direct |
| 2017-12-29 | Common Stock | F | 152 | $146.99 | Disposed | 53100 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2129 | Indirect |
| Common Stock | 505 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $14.37 | 2018-12-04 | Common Stock (17000) | 17000 | Direct |
| Employee Stock Options (right to buy) | $27.26 | 2019-12-03 | Common Stock (8000) | 8000 | Direct |
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (6400) | 6400 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (8800) | 8800 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (7100) | 7100 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (6900) | 6900 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (7600) | 7600 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (8600) | 8600 | Direct |
Footnotes
F1: On November 21, 2016, the Company awarded 1,100 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 30, 2017, and one-third were to vest on each of November 30, 2018 and 2019. The reporting person retired effective December 31, 2017. Vesting of 734 restricted shares was accelerated as a result of retirement. 238 of the 734 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: On November 23, 2015, the Company awarded 1,400 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 23, 2016 and 2017, and one-third were to vest on November 23, 2018. The reporting person retired effective December 31, 2017. Vesting of 468 restricted shares was accelerated as a result of retirement. 152 of the 468 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3: Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c).
F4: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: On November 24, 2014, the Company awarded 7,600 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F7: On November 23, 2015, the Company awarded 11,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
F8: On November 21, 2016, the Company awarded 8,600 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.