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NORDSON CORP — Director's Dealing 2017
Jan 5, 2017
30481_dirs_2017-01-05_416552d2-557f-4e28-868e-91969631dd3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2017-01-03
Reporting Person: PEET SHELLY (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-29 | Common Stock | G | 14 | — | Disposed | 39416 | Direct |
| 2017-01-03 | Common Stock | F | 991 | $113.42 | Disposed | 38458 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5 | Indirect |
| Common Stock | 1421 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $27.26 | 2019-12-03 | Common Stock (2600) | 2650 | Direct |
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (5600) | 5600 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (5200) | 5200 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (5800) | 5800 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (9100) | 9100 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (6600) | 6600 | Direct |
Footnotes
F1: On December 29, 2016, the reporting person made a gift of shares. For tax purposes, the value date of the shares delivered is the date the gift was made.
F2: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 33 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.
F3: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c).
F4: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c).
F5: All such options have fully vested.
F6: On November 25, 2013, the Company awarded 5,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
F7: On November 24, 2014, the Company awarded 12,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F8: On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
F9: On November 21, 2016, the Company awarded 6,600 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.