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NORDSON CORP — Director's Dealing 2017
Sep 5, 2017
30481_dirs_2017-09-05_e9d86de1-d83d-4d60-ac82-821ffad572d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2017-08-28
Reporting Person: KEANE JOHN J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-28 | Common Stock | F | 939 | $108.84 | Disposed | 59199 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 890 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (16000) | 16000 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (16000) | 16000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (11900) | 11900 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (11500) | 11500 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (12500) | 12500 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (17200) | 17200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (14000) | 14000 | Direct |
Footnotes
F1: On August 27, 2014, the Company awarded 2,000 restricted shares under the Company's 2012 Stock Incentive and Award Plan, which cliff vested on the third anniversary of the award. 939 of the 2,000 shares that vested August 27, 2017 were withheld to cover withholding taxes due upon vesting. The holdings include 52 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.
F2: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c).
F3: All such options have fully vested.
F4: On November 25, 2013, the Company awarded 11,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
F5: On November 24, 2014, the Company awarded 12,500 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F6: On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
F7: On November 21, 2016, the Company awarded 14,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.