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NORDSON CORP — Director's Dealing 2016
Jan 6, 2016
30481_dirs_2016-01-06_07ed0177-68a5-4cf5-b59d-e418f074a59a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2016-01-04
Reporting Person: DeVries James E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-04 | Common Stock | F | 827 | $63.35 | Disposed | 32393 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2807 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $24.46 | 2016-12-06 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $26.46 | 2017-12-05 | Common Stock (5000) | 5000 | Direct |
| Employee Stock Options (right to buy) | $14.37 | 2018-12-04 | Common Stock (5800) | 5800 | Direct |
| Employee Stock Options (right to buy) | $27.26 | 2019-12-03 | Common Stock (3500) | 3500 | Direct |
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (4000) | 4000 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (6000) | 6000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (4500) | 4500 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (5200) | 5200 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (5800) | 5800 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (9100) | 9100 | Direct |
Footnotes
F1: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 1, 2015. The ultimate number of shares earned was subject to adjustment based on actual performance. Including a downward adjustment of 4 shares as a result of actual performance achieved, 2,189 earned shares settled on January 4, 2016. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities. Holdings are corrected due to a scrivener error in the December 1, 2015 reporting.
F3: All such options have fully vested.
F4: On November 28, 2012, the Company awarded 4,500 stock options under the Company's Long-Term Performance Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
F5: On November 25, 2013, the Company awarded 5,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
F6: On November 24, 2014, the Company awarded 5,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F7: On November 23, 2015, the Company awarded 9,100 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.