AI assistant
NORDSON CORP — Director's Dealing 2016
Nov 29, 2016
30481_dirs_2016-11-29_4cb20e16-c7e6-456c-816b-d0b758e1dbb7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2016-11-23
Reporting Person: THAXTON GREGORY A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-23 | Common Stock | F | 259 | $109.14 | Disposed | 43240 | Direct |
| 2016-11-24 | Common Stock | F | 195 | $109.95 | Disposed | 43045 | Direct |
| 2016-11-25 | Common Stock | F | 195 | $109.95 | Disposed | 42850 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1381 | Indirect |
| Common Stock | 7201 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $26.46 | 2017-12-05 | Common Stock (3200) | 3200 | Direct |
| Employee Stock Options (right to buy) | $14.37 | 2018-12-04 | Common Stock (13100) | 7475 | Direct |
| Employee Stock Options (right to buy) | $27.26 | 2019-12-03 | Common Stock (11250) | 11250 | Direct |
| Employee Stock Options (right to buy) | $43.32 | 2020-12-07 | Common Stock (11400) | 11400 | Direct |
| Employee Stock Options (right to buy) | $43.73 | 2021-11-28 | Common Stock (13000) | 13000 | Direct |
| Employee Stock Options (right to buy) | $61.59 | 2022-11-28 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | Common Stock (11000) | 11000 | Direct |
| Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | Common Stock (12200) | 12200 | Direct |
| Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | Common Stock (17200) | 17200 | Direct |
| Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | Common Stock (14000) | 14000 | Direct |
Footnotes
F1: On November 28, 2016 a Form 4 was filed over reporting that 376 of the 800 shares that vested November 23, 2016 were withheld to cover withholding taxes due upon vesting of restricted shares. The correct number of shares withheld to cover taxes on this vesting was 259 shares. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F2: On November 28, 2016 a Form 4 was filed over reporting that 282 of the 600 shares that vested November 24, 2016 were withheld to cover withholding taxes due upon vesting of restricted shares. The correct number of shares withheld to cover taxes on this vesting was 195 shares. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3: On November 28, 2016 a Form 4 was filed over reporting that 282 of the 600 shares that vested November 25, 2016 were withheld to cover withholding taxes due upon vesting of restricted shares. The correct number of shares withheld to cover taxes on this vesting was 195 shares. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
F5: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
F6: All such options have fully vested
F7: On November 25, 2013, the Company awarded11,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
F8: On November 24, 2014, the Company awarded 12,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F9: On November 23, 2015, the Company awarded 17,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
F10: On November 21, 2016, the Company awarded 14,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 21, 2017. The vested portions of such options will become exercisable upon vesting.