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NORDSON CORP — Director's Dealing 2013
Sep 30, 2013
30481_dirs_2013-09-30_4a145c8b-a81e-4c52-ae58-ec28d17abaf7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2013-09-26
Reporting Person: PEET SHELLY (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-26 | Common Shares | G | 10 | — | Disposed | 8600 | Direct |
| 2013-09-26 | Common Shares | M | 400 | $24.46 | Acquired | 9000 | Direct |
| 2013-09-26 | Common Shares | M | 2000 | $27.81 | Acquired | 11000 | Direct |
| 2013-09-26 | Common Shares | M | 5000 | $14.37 | Acquired | 16000 | Direct |
| 2013-09-26 | Common Shares | M | 3600 | $26.46 | Acquired | 19600 | Direct |
| 2013-09-26 | Common Shares | F | 8689 | $74.00 | Disposed | 10911 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-26 | Share Equivalent Units | $ | J | 32 | Acquired | Common Shares (32) | Direct | |
| 2013-09-26 | Employee Stock Option (right to buy) | $24.46 | M | 400 | Disposed | 2016-12-06 | Common Shares (400) | Direct |
| 2013-09-26 | Employee Stock Option (right to buy) | $27.81 | M | 2000 | Disposed | 2017-02-20 | Common Shares (2000) | Direct |
| 2013-09-26 | Employee Stock Option (right to buy) | $14.37 | M | 5000 | Disposed | 2018-12-04 | Common Shares (5000) | Direct |
| 2013-09-26 | Employee Stock Option (right to buy) | $26.46 | M | 3600 | Disposed | 2017-12-05 | Common Shares (3600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1410 | Indirect |
Footnotes
F1: Balance as of September 10, 2013.
F2: Includes 334 shares acquired through participation in the Company's Dividend Reinvestment Plan.
F3: Share Equivalent Units acquired through deferral of performance shares awarded under Amended and Restated 2004 Long Term Performance Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended and Restated 2005 Deferred Compensation Plan. Equivalent Units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A).
F4: Share Equivalent Units accrued through dividend payment.