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NORDSON CORP — Director's Dealing 2012
Jan 10, 2012
30481_dirs_2012-01-10_dbbafab5-893c-4745-8a4e-c74d1db6fc14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2012-01-06
Reporting Person: THAXTON GREGORY A (Senior Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-01-06 | Common Shares | A | 9400 | — | Acquired | 17592 | Direct |
| 2012-01-06 | Common Shares | F | 546 | $41.85 | Disposed | 17046 | Direct |
| 2012-01-06 | Common Shares | D | 8460 | — | Disposed | 8586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-01-06 | Share Equivalent Units | $ | J | 17 | Acquired | Common Shares (17) | Direct | |
| 2012-01-06 | Share Equivalent Units | $ | A | 8460 | Acquired | Common Shares (8460) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5537 | Indirect |
Footnotes
F1: Performance units awarded under Amended and Restated 2004 Long Term Performance Plan convert to common shares on a one-for-one basis on settlement date.
F2: Fair market value of common shares on settlement date, January 6, 2012, was $41.85 per share.
F3: Performance units awarded under the Amended and Restated 2004 Long Term Performance Plan convert to common shares on a one-for-one basis. Reporting person elected to defer the award to share equivalent units under the Amended and Restated 2005 Deferred Compensation Plan.
F4: Balance as of January 3, 2012.
F5: Share Equivalent Units acquired through deferral of performance shares awarded under Amended and Restated 2004 Long Term Performance Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended and Restated 2005 Deferred Compensation Plan. Equivalent Units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A).
F6: Share Equivalent Units accrued through dividend payment.