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NORDSON CORP — Director's Dealing 2011
Jan 14, 2011
30481_dirs_2011-01-14_8d1b9ef2-170b-46b9-92e5-f1dc028a947d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2011-01-13
Reporting Person: THAXTON GREGORY A (Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-13 | Common Shares | M | 360 | $38.50 | Acquired | 3642 | Direct |
| 2011-01-13 | Common Shares | M | 1825 | $48.77 | Acquired | 5467 | Direct |
| 2011-01-13 | Common Shares | M | 3275 | $28.74 | Acquired | 8742 | Direct |
| 2011-01-13 | Common Shares | M | 1875 | $54.52 | Acquired | 10617 | Direct |
| 2011-01-13 | Common Shares | S | 7335 | $94.05 | Disposed | 3282 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-13 | Employee Stock Option (right to buy) | $38.50 | M | 360 | Disposed | 2015-12-07 | Common Shares (360) | Direct |
| 2011-01-13 | Employee Stock Option (right to buy) | $48.77 | M | 1825 | Disposed | 2016-11-22 | Common Shares (1825) | Direct |
| 2011-01-13 | Employee Stock Option (right to buy) | $28.74 | M | 3275 | Disposed | 2018-12-04 | Common Shares (3275) | Direct |
| 2011-01-13 | Employee Stock Option (right to buy) | $54.52 | M | 1875 | Disposed | 2019-12-03 | Common Shares (1875) | Direct |
| 2011-01-13 | Share Equivalent Unit | $ | J | 2 | Acquired | Common Shares (2) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 2710 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $94.00 to $94.38.
F2: The price reported above reflects the weighted average sale price. The reporting person will provide upon request to the SEC staff, Nordson Corporation or a shareholder of Nordson Corporation full information regarding the number of shares and prices at which each transaction was effected.
F3: Balance as of January 3, 2011.
F4: Share Equivalent Units acquired through deferral of performance shares awarded under 2004 Long Term Performance Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended & Restated 2005 Deferred Compensation Plan. Share Equivalent Units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A).