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NORDSON CORP — Director's Dealing 2011
Jul 8, 2011
30481_dirs_2011-07-08_7e1e0501-ecae-400f-a5dd-f9575fe58c3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2011-07-07
Reporting Person: THAXTON GREGORY A (Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-07 | Common Shares | F | 462 | $58.26 | Disposed | 6102 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-07 | Share Equivalent Unit | $ | J | 18 | Acquired | Common Shares (18) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 5400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.46 | 2017-12-05 | Common Shares () | 6800 | Direct |
| Employee Stock Option (right to buy) | $14.37 | 2018-12-04 | Common Shares () | 13100 | Direct |
| Employee Stock Option (right to buy) | $27.26 | 2019-12-03 | Common Shares () | 11250 | Direct |
| Employee Stock Option (right to buy) | $43.32 | 2020-12-07 | Common Shares () | 11400 | Direct |
Footnotes
F1: On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 3,282 additional shares of common stock.
F2: On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's indirect ownership of 2,659 additional shares of common stock.
F3: Balance as of May 27, 2011.
F4: Share Equivalent Units acquired through deferral of performance shares awarded under 2004 Long Term Performance Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended & Restated 2005 Deferred Compensation Plan. Share Equivalent Units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A).
F5: On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 2,791 additional Share Equivalent Units.
F6: This option was previously reported as covering 3,400 shares at an exercise price of $52.91 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.
F7: This option was previously reported as covering 6,550 shares at an exercise price of $28.74 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.
F8: This option was previously reported as covering 5,625 shares at an exercise price of $54.52 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.
F9: This option was previously reported as covering 5,700 shares at an exercise price of $86.63 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.