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NORDSON CORP — Director's Dealing 2011
Nov 30, 2011
30481_dirs_2011-11-30_cee8959c-66ed-4c12-9cde-563d3ae17131.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORDSON CORP (NDSN)
CIK: 0000072331
Period of Report: 2011-11-28
Reporting Person: PUMA MARY G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-28 | Common Shares | A | 2173 | — | Acquired | 20265 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-28 | Share Equivalent Units | $ | J | 16 | Acquired | Common Shares (16) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.11 | 2013-03-06 | Common Shares () | 5104 | Direct |
| Employee Stock Option (right to buy) | $13.86 | 2013-11-03 | Common Shares () | 5000 | Direct |
| Employee Stock Option (right to buy) | $18.56 | 2014-11-08 | Common Shares () | 5000 | Direct |
| Employee Stock Option (right to buy) | $19.50 | 2015-11-14 | Common Shares () | 5000 | Direct |
Footnotes
F1: Grant to reporting person of restricted common shares pursuant to the Amended and Restated Nordson Corporation 2004 Long-Term Performance Plan. Restriction on transfer of shares lapses after two years following date of grant.
F2: On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 9,046 additional shares of common stock.
F3: Share equivalent units accrued through Nordson's Directors' Deferred Compensation Plan. At time of distribution, share equivalent units convert to common shares on a one-for-one basis. Distribution is not permissible until participant ceases to be a Director.
F4: Share Equivalent Units accrued through dividend payment.
F5: On April 12, 2011, the common stock of Nordson Corporation split 2-for-1, resulting in the reporting person's ownership of 1,143 additional Share Equivalent Units.
F6: This option was previously reported as covering 2,552 shares at an exercise price of $24.22 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.
F7: This option was previously reported as covering 2,500 shares at an exercise price of $27.71 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.
F8: This option was previously reported as covering 2,500 shares at an exercise price of $37.11 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.
F9: This option was previously reported as covering 2,500 shares at an exercise price of $38.99 per share, but was adjusted to reflect the stock split that occurred on April 12, 2011.