NOODLES & Co — Director's Dealing 2021

Mar 11, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2021-03-01

Reporting Person: Kline Corey (EVP - Technology)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	34098	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.0	2023-06-27	Class A Common Stock (2423.0)		Direct
Stock Option (Right to Buy)	$31.53	2024-05-13	Class A Common Stock (2130.0)		Direct
Stock Option (Right to Buy)	$18.43	2025-03-04	Class A Common Stock (2442.0)		Direct
Stock Option (Right to Buy)	$16.7	2025-05-06	Class A Common Stock (4216.0)		Direct
Stock Option (Right to Buy)	$10.64	2025-11-16	Class A Common Stock (6595.0)		Direct
Stock Option (Right to Buy)	$6.84	2026-08-18	Class A Common Stock (6000.0)		Direct
Stock Option (Right to Buy)	$12.3	2028-06-29	Class A Common Stock (2018.0)		Direct
Stock Option (Right to Buy)	$7.88	2029-06-28	Class A Common Stock (3278.0)		Direct

Footnotes

F1: Includes 22,972 of restricted stock units (RSUs) that have not vested. Each RSU represents a right to receive one share of Noodles & Company Class A common stock

F2: These options are fully vested.

F3: Includes 1,009 in vested options and 505 options that will vest on 6/29/21 and 504 options that will vest on 6/29/22.

F4: Includes 820 in vested options and 820 options that will vest on 6/28/21 and 819 options that will vest on 6/28/22 and 6/28/23.