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NOODLES & Co — Director's Dealing 2014
Nov 8, 2014
34809_dirs_2014-11-07_d33b9add-8a12-415f-9861-3432b32845ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2014-11-06
Reporting Person: Catterton-Noodles, LLC (10% Owner)
Reporting Person: CP6 Management, L.L.C. (10% Owner)
Reporting Person: Dahnke Scott Arnold (Director, 10% Owner)
Reporting Person: Chu James Michael (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-06 | Class A Common Stock | S | 1521252 | $22.81 | Disposed | 6834884 | Direct |
Footnotes
F1: Represents shares of the issuer held by Catterton-Noodles, LLC. CP6 Management, L.L.C. is the manager of Catterton-Noodles, LLC. Further, each of J. Michael Chu and Scott A. Dahnke is the Managing Member of CP6 Management, L.L.C. By virtue of these relationships, CP6 Management, L.L.C, J. Michael Chu and Scott A. Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by Catterton-Noodles, LLC. CP6 Management, L.L.C., J. Michael Chu and Scott A. Dahnke expressly disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.