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NOODLES & Co — Director's Dealing 2013
Jun 28, 2013
34809_dirs_2013-06-27_fac2ca42-6c1d-471e-b56d-b85760eb0ef0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2013-06-27
Reporting Person: Lockhart Kathryn Rae (Vice President & Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4404 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.67 | 2020-12-27 | Common Stock (35312) | Direct | |
| Stock Option (Right to Buy) | $12.13 | 2022-12-06 | Common Stock (4327) | Direct |
Footnotes
F1: All of these Stock Options will be exercisable upon the closing of the Company's Initial Public Offering, which is expected to occur on 7/2/2013.
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