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NOODLES & Co — Director's Dealing 2013
Jul 4, 2013
34809_dirs_2013-07-03_721dd690-6a70-4437-af60-90ab54fb5c69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOODLES & Co (NDLS)
CIK: 0001275158
Period of Report: 2013-07-02
Reporting Person: Kinsey Keith Joseph (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-02 | Common Stock | P | 10000 | $18.00 | Acquired | 103038 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-02 | Stock Option (Right to Buy) | $18.00 | A | 72125 | Acquired | 2023-07-02 | Common Stock (72125) | Direct |
| 2013-07-02 | Stock Option (Right to Buy) | $18.00 | A | 72125 | Acquired | 2023-07-02 | Common Stock (72125) | Direct |
Footnotes
F1: These shares were purchased through a Directed Share Program in connection with the Company's Initial Public Offering
F2: These options vest 25% per year beginning one year after the transaction date
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