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NOCERA, INC. Director's Dealing 2020

Jun 2, 2020

34889_dirs_2020-06-01_a7fda841-9c73-45b5-83b9-ed5fabbd602f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NOCERA, INC. (NCRA)
CIK: 0001756180
Period of Report: 2020-05-29

Reporting Person: CHENG YIN-CHIEH (Director, CEO, President & Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-29 Common Stock J 1000000 Acquired 6250000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-29 Class "A" Warrants $ J 1000000 Disposed 2023-04-16 Common Stock (1000000) Direct

Footnotes

F1: Common stock was issued to Mr. Cheng upon the exercise of Warrants pursuant to a cashless exercise.

F2: The warrants were granted on December 27, 2018, and vested at 250,000 per quarter over a twenty-quarter period (5 years) issuable quarterly on the last day of each calendar quarter.