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NOCERA, INC. — Director's Dealing 2020
Jun 2, 2020
34889_dirs_2020-06-01_a7fda841-9c73-45b5-83b9-ed5fabbd602f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NOCERA, INC. (NCRA)
CIK: 0001756180
Period of Report: 2020-05-29
Reporting Person: CHENG YIN-CHIEH (Director, CEO, President & Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-29 | Common Stock | J | 1000000 | — | Acquired | 6250000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-29 | Class "A" Warrants | $ | J | 1000000 | Disposed | 2023-04-16 | Common Stock (1000000) | Direct |
Footnotes
F1: Common stock was issued to Mr. Cheng upon the exercise of Warrants pursuant to a cashless exercise.
F2: The warrants were granted on December 27, 2018, and vested at 250,000 per quarter over a twenty-quarter period (5 years) issuable quarterly on the last day of each calendar quarter.
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