NOCERA, INC. — Director's Dealing 2020

Jun 30, 2020

SEC Form 4/A — Form 4/A

Issuer: NOCERA, INC. (NCRA)
CIK: 0001756180
Period of Report: 2020-05-29

Reporting Person: CHENG YIN-CHIEH (Director, CEO, President & Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Stock	G	785000	—	Disposed	4465000	Direct
2020-05-29	Common Stock	J	827586	—	Acquired	5292586	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-29	Class "A" Warrants	$	C	1000000	Disposed	2023-04-16	Common Stock (827586)	Direct

Footnotes

F1: Common stock was issued to Mr. Cheng upon the exercise of Warrants. Pursuant to the cashless exercise provision contained within the warrant, 172,414 warrants were surrendered as payment and a net of 827,586 shares were issued.

F2: The warrants were granted on December 27, 2018 and vested at 250,000 per quarter over a twenty-quarter period (5 years) issuable quarterly on the last day of each calendar quarter.