NMI Holdings, Inc. — Director's Dealing 2021

Apr 27, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NMI Holdings, Inc. (NMIH)
CIK: 0001547903
Period of Report: 2021-04-23

Reporting Person: SHUSTER BRADLEY M (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-23	Class A Common Shares, $0.01 par value per share	S	36604	$24.1157	Disposed	390183	Direct
2021-04-26	Class A Common Shares, $0.01 par value per share	S	23	$24.06	Disposed	390160	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Shares, $0.01 par value per share	47150	Indirect

Footnotes

F1: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.1157. The range of sale prices was $24.00 to $24.26. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3: Represents 306,752 class A common shares and 83,431 unvested restricted stock units.

F4: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $24.06.

F5: Represents 306,729 class A common shares and 83,431 unvested restricted stock units.