NLS Pharmaceutics Ltd. — Major Shareholding Notification 2024

Nov 5, 2024

SC 13G/A 1 ea0219947-13ga1felix_nlsphar.htm AMENDMENT NO. 1 TO SCHEDULE 13G

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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G/A

(Amendment No. 1)

(Rule 13d-102)

Under the Securities Exchange Act of 1934

NLS Pharmaceutics Ltd.

(Name of Issuer)

Common Shares

(Title of Class of Securities)

H57830103

(CUSIP Number)

September 30, 2024

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

| ☐ | Rule
13d-1(b) |
| --- | --- |
| ☒ | Rule
13d-1(c) |
| ☐ | Rule
13d-1(d) |

• The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. H57830103 13G Page 2 of 5 Pages

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| 1. | Names
of Reporting Persons |
| --- | --- |
| | Felix
Grisard |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
| | ( See Instructions) |
| | (a)
☐ |
| | (b) ☐ |
| 3. | SEC
Use Only |
| 4. | Citizenship
or Place of Organization |
| | Switzerland |

| NUMBER
OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH | Sole
Voting Power 107,366 |
| --- | --- |
| 6. | Shared
Voting Power 0 |
| 7. | Sole
Dispositive Power 107,366 |
| 8. | Shared
Dispositive Power 0 |

| 9. | Aggregate
Amount Beneficially Owned by Each Reporting Person |
| --- | --- |
| | 107,366 |
| 10. | Check
if the Aggregate Amount in Row (9) Excludes Certain Shares ( See Instructions) ☒ |
| | The aggregate
amount in Row 9 represents the maximum amount that the Reporting Person can beneficially control under a contractually stipulated 4.99%
ownership restriction. The full exercise of the Reporting Person’s securities would exceed this restriction. |
| 11. | Percent
of Class Represented by Amount in Row (9) |
| | 2.8% (1) |
| 12. | Type
of Reporting Person ( See Instructions) |
| | IN |

(1) The ownership percentage reported is based on 3,815,104 common shares outstanding as reported in the Issuer’s Form F-3, filed with the U.S. Securities and Exchange Commission on October 23, 2024.

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CUSIP No. H57830103 13G Page 3 of 5 Pages

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Item 1(a).	Name of Issuer:
	NLS Pharmaceutics Ltd.
Item 1(b).	Address of Issuer’s Principal Executive Offices:
	The Circle 6 8058 Zurich, Switzerland
Item 2(a).	Name of Person Filing:
	This Statement is filed on behalf of Felix Grisard.
Item 2(b).	Address of Principal Offices or, if None, Residence:
	The address of the Reporting Person is:
	c/o HIAG Aeschenplatz 7 4052Basel, Switzerland
Item 2(c).	Citizenship:
	Felix Grisard is a citizen of Switzerland.
Item 2(d).	Title of Class of Securities:
	Common Shares
Item 2(e).	CUSIP Number:
	H57830103
Item 3.	If the Statement is being filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the filing person is a:
	Not applicable.

| (a) | ☐ | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| --- | --- | --- |
| (b) | ☐ | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | ☐ | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | ☐ | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| (e) | ☐ | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
| (f) | ☐ | An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
| (g) | ☐ | A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
| (h) | ☐ | A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | ☐ | A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15
U.S.C. 80a-3); |
| (j) | ☐ | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
| (k) | ☐ | Group,
in accordance with §240.13d-1(b)(1)(ii)(K). |

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:_______

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CUSIP No. H57830103 13G Page 4 of 5 Pages

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ITEM 4. Ownership.

(a)	Amount beneficially owned:
	107,366 common shares
(b)	Percent of class:
	2.8% (1)
(c)	Number of shares as to which such person has:
(i)	Sole power to vote or direct the vote: 107,366 common shares
(ii)	Shared power to vote or direct the vote: 0
(iii)	Sole power to dispose or to direct the disposition of: 107,366 common shares
(iv)	Shared power to dispose or to direct the disposition of: 0

Item 5.	Ownership of Five Percent or Less of a Class.
	If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☒.
Item 6.	Ownership of More than Five Percent on Behalf of Another Person.
	Not applicable.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not applicable.
Item 8.	Identification and Classification of Members of the Group.
	Not applicable.
Item 9.	Notice of Dissolution of Group.
	Not applicable.
Item 10.	Certification.
	By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participant in any transaction having that purpose or effect.

(1) The ownership percentage reported is based on 3,815,104 common shares outstanding as reported in the Issuer’s Form F-3, filed with the U.S. Securities and Exchange Commission on October 23, 2024.

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CUSIP No. H57830103 13G Page 5 of 5 Pages

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SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

November 4, 2024
(Date)
/s/ Felix Grisard
(Signature)

Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (s ee 18 U.S.C. 1001).

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