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NLIGHT, INC. — Director's Dealing 2021
Jan 8, 2021
31945_dirs_2021-01-08_4bbd1d23-bd45-48f6-a5e7-b4a35cb5f002.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NLIGHT, INC. (LASR)
CIK: 0001124796
Period of Report: 2021-01-06
Reporting Person: Keeney Scott H (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-06 | Common Stock | M | 50000 | $0.75 | Acquired | 418665 | Direct |
| 2021-01-06 | Common Stock | S | 50000 | $32.25 | Disposed | 368665 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Stock Option (Right to Buy) | $0.75 | M | 50000 | Disposed | 2025-02-26 | Common Stock (50000.0) | Direct |
Footnotes
F1: Includes vested and unvested awards of restricted stock.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F3: The reported transaction involves sale transactions from $31.61 to $32.83 per share. The weighted average price per share was $32.25. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
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